AdvisorCensus / Financial advisors / Florida / Miami / Sulzberger Capital Advisors, Inc.
Sulzberger Capital Advisors, Inc. is an SEC-registered investment advisory firm in Miami, FL, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 13, 2026.
Quick answers
From the filingHow is Sulzberger Capital Advisors, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Sulzberger Capital Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management.
What does Sulzberger Capital Advisors, Inc.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated May 13, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $5,000,000: 0.9% a year; Above $5,000,000: 0.85% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Sulzberger Capital Advisors, Inc. located?
Sulzberger Capital Advisors, Inc.'s principal office is in Miami, FL, according to its Form ADV.
Is Sulzberger Capital Advisors, Inc. registered with the SEC or a state?
Sulzberger Capital Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 174673.
How much does Sulzberger Capital Advisors, Inc. manage?
Sulzberger Capital Advisors, Inc. reports $117,053,746 in regulatory assets under management in its Form ADV filing dated May 13, 2026 (100% discretionary).
What types of clients does Sulzberger Capital Advisors, Inc. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (49); individuals (other than high net worth individuals) (41); corporations or other businesses not listed above (2).
Which custodians does Sulzberger Capital Advisors, Inc. use?
Sulzberger Capital Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing Advisor Solutions LLC as a custodian holding 10% or more of its separately managed account assets.
Does Sulzberger Capital Advisors, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/174673
What changed in Sulzberger Capital Advisors, Inc.'s recent Form ADV filings?
In the July 2026 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,000,000 | 1% |
| $1,000,000 to $5,000,000 | 0.9% |
| Above $5,000,000 | 0.85% |
The brochure's wording
Generally, the Firm charges an annualized advisory fee for assets under management in accordance with the following schedule: Managed Assets Annualized Fee Up to $1,000,000 1.00% From $1,000,000 and up to $5,000,000 0.90% Above $5,000,000 0.85%
As stated in the firm's Form ADV Part 2A brochure dated May 13, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$117,053,746 as of October 2026, filing dated May 13, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- July 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Sulzberger Capital Advisors, Inc. (CRD 174673): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/sulzberger-capital-advisors-inc-miami-fl-174673