AdvisorCensus / Financial advisors / Utah / Salt Lake City / ABG Consultants
ABG Consultants is an SEC-registered investment advisory firm in Cottonwood Heights, UT, registered since 2008, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 31, 2026.
Quick answers
From the filingHow is ABG Consultants compensated?
On its Form ADV (Item 5.E, October 2026), ABG Consultants reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
Where is ABG Consultants located?
ABG Consultants' principal office is in Cottonwood Heights, UT, according to its Form ADV.
Is ABG Consultants registered with the SEC or a state?
ABG Consultants is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 131129.
How much does ABG Consultants manage?
ABG Consultants reports $697,361,654 in regulatory assets under management in its Form ADV filing dated August 31, 2026 (74% discretionary).
How have ABG Consultants' assets and staff changed since 2021?
In the Form ADV data for ABG Consultants: Regulatory assets under management: $422,932,250 in the October 2021 data and $697,361,654 in the October 2026 data, up 65%. Total employees: 6 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does ABG Consultants serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,586); pension and profit sharing plans (but not the plan participants or government pension plans) (284); high net worth individuals (14).
Which custodians does ABG Consultants use?
ABG Consultants' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Advisortrust (affiliated with the firm), Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC and Savedaily as custodians holding 10% or more of its separately managed account assets.
Does ABG Consultants report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/131129
What changed in ABG Consultants' recent Form ADV filings?
In the September 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated August 31, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$697,361,654 as of October 2026, filing dated August 31, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Legal name
- ABG Consultants, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2008 (17 years)
- Employees
- Total: 4. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
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41 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $697,361,654 | 4 | August 31, 2026 |
| October 2025 | $576,333,108 | 4 | April 11, 2025 |
| October 2024 | $511,855,158 | 4 | March 28, 2024 |
| October 2023 | $468,349,843 | 4 | August 4, 2023 |
| October 2022 | $477,846,807 | 5 | September 12, 2022 |
| October 2021 | $422,932,250 | 6 | July 7, 2021 |
Regulatory assets under management: $422,932,250 in the October 2021 data and $697,361,654 in the October 2026 data, up 65%.
Total employees: 6 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- September 2026
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Regulatory assets under management went from $576,333,108 to $697,361,654 (+21%).
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. ABG Consultants (CRD 131129): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/abg-consultants-cottonwood-heights-ut-131129