AdvisorCensus / Financial advisors / Texas / Dallas, TX / UBS Financial Services Inc.
Financial advisors in Dallas, TX using UBS Financial Services Inc.
4 SEC-registered investment advisory firms headquartered in the Dallas, TX metro area name UBS Financial Services Inc. as holding 10% or more of their separately managed account assets on Form ADV, listed alphabetically.
| Firm | City | Registration | Assets band |
|---|---|---|---|
| Fifth Force Management | Dallas | SEC-registered investment adviser | $100 million to $500 million |
| NFJ Investment Group, LLC | Dallas | SEC-registered investment adviser | $1 billion to $5 billion |
| Scalar Gauge Management, LLC | Dallas | SEC-registered investment adviser | $100 million to $500 million |
| Smith Group Asset Management, LLC | Dallas | SEC-registered investment adviser | $1 billion to $5 billion |
Custodians are as filed on Form ADV, Schedule D, Section 5.K(3), which lists each custodian holding 10% or more of an adviser's separately managed account assets, from the firm's most recent filing. A custodian holds client assets; it does not endorse or supervise the adviser. AdvisorCensus has no relationship with any custodian. UBS Financial Services Inc. nationwide
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AdvisorCensus. Financial advisors in Dallas, TX using UBS Financial Services Inc.. https://advisorcensus.com/advisors/tx/dallas/custodians/ubs-financial-services https://advisorcensus.com/advisors/tx/dallas/custodians/ubs-financial-services