AdvisorCensus / Financial advisors / New York / New York, NY / UBS Financial Services Inc.
Financial advisors in New York, NY using UBS Financial Services Inc.
11 SEC-registered investment advisory firms headquartered in the New York, NY metro area name UBS Financial Services Inc. as holding 10% or more of their separately managed account assets on Form ADV, listed alphabetically.
| Firm | City | Registration | Assets band |
|---|---|---|---|
| Abner Herrman & Brock, LLC | Jersey City | SEC-registered investment adviser | $1 billion to $5 billion |
| First Eagle Separate Account Management, LLC | New York | SEC-registered investment adviser | $500 million to $1 billion |
| First Long Island Investors, LLC | Jericho | SEC-registered investment adviser | $1 billion to $5 billion |
| Franklin Templeton Private Portfolio Group, LLC | New York | SEC-registered investment adviser | Over $5 billion |
| Griffin Asset Management, LLC | New York | SEC-registered investment adviser | $1 billion to $5 billion |
| MON Capital Management LLC | New York | SEC-registered investment adviser | $25 million to $100 million |
| New York Life Investment Management LLC | New York | SEC-registered investment adviser | Over $5 billion |
| Pgim Custom Harvest LLC | Newark | SEC-registered investment adviser | Over $5 billion |
| RSW Investments | Summit | SEC-registered investment adviser | $1 billion to $5 billion |
| Trian Fund Management, L.P. | New York | SEC-registered investment adviser | Over $5 billion |
| UBS Asset Management (Americas) LLC | New York | SEC-registered investment adviser | Over $5 billion |
Custodians are as filed on Form ADV, Schedule D, Section 5.K(3), which lists each custodian holding 10% or more of an adviser's separately managed account assets, from the firm's most recent filing. A custodian holds client assets; it does not endorse or supervise the adviser. AdvisorCensus has no relationship with any custodian. UBS Financial Services Inc. nationwide
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