AdvisorCensus / Financial advisors / Wisconsin / Appleton, WI / LPL Financial LLC
Financial advisors in Appleton, WI using LPL Financial LLC
3 SEC-registered investment advisory firms headquartered in the Appleton, WI metro area name LPL Financial LLC as holding 10% or more of their separately managed account assets on Form ADV, listed alphabetically.
| Firm | City | Registration | Assets band |
|---|---|---|---|
| Conceptual Financial Advisors, LLC | Appleton | SEC-registered investment adviser | $100 million to $500 million |
| Gateway Wealth Partners, LLC | Appleton | SEC-registered investment adviser | $1 billion to $5 billion |
| Winch Financial | Appleton | SEC-registered investment adviser | $500 million to $1 billion |
Custodians are as filed on Form ADV, Schedule D, Section 5.K(3), which lists each custodian holding 10% or more of an adviser's separately managed account assets, from the firm's most recent filing. A custodian holds client assets; it does not endorse or supervise the adviser. AdvisorCensus has no relationship with any custodian. LPL Financial LLC nationwide
Cite this page
AdvisorCensus. Financial advisors in Appleton, WI using LPL Financial LLC. https://advisorcensus.com/advisors/wi/appleton/custodians/lpl-financial https://advisorcensus.com/advisors/wi/appleton/custodians/lpl-financial