AdvisorCensus / Financial advisors / New York / Utica, NY / Charles Schwab
Financial advisors in Utica, NY using Charles Schwab
4 SEC-registered investment advisory firms headquartered in the Utica, NY metro area name Charles Schwab as holding 10% or more of their separately managed account assets on Form ADV, listed alphabetically.
| Firm | City | Registration | Assets band |
|---|---|---|---|
| Ascent Wealth Partners, LLC | New Hartford | SEC-registered investment adviser | $1 billion to $5 billion |
| Birch Wealth Management | Rome | SEC-registered investment adviser | $25 million to $100 million |
| Kane Financial | Waterville | SEC-registered investment adviser | $25 million to $100 million |
| Strategic Financial Services | Utica | SEC-registered investment adviser | $1 billion to $5 billion |
Custodians are as filed on Form ADV, Schedule D, Section 5.K(3), which lists each custodian holding 10% or more of an adviser's separately managed account assets, from the firm's most recent filing. A custodian holds client assets; it does not endorse or supervise the adviser. AdvisorCensus has no relationship with any custodian. Charles Schwab nationwide
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AdvisorCensus. Financial advisors in Utica, NY using Charles Schwab. https://advisorcensus.com/advisors/ny/utica/custodians/charles-schwab https://advisorcensus.com/advisors/ny/utica/custodians/charles-schwab