AdvisorCensus / Financial advisors / Connecticut / Waterbury, CT / Charles Schwab
Financial advisors in Waterbury, CT using Charles Schwab
11 SEC-registered investment advisory firms headquartered in the Waterbury, CT metro area name Charles Schwab as holding 10% or more of their separately managed account assets on Form ADV, listed alphabetically.
| Firm | City | Registration | Assets band |
|---|---|---|---|
| Bridgelight Financial Advisors, Inc | Shelton | SEC-registered investment adviser | $100 million to $500 million |
| Burne Financial Concepts, LLC | Watertown | SEC-registered investment adviser | $100 million to $500 million |
| Eagle Capital Advisors, LLC | Middlebury | SEC-registered investment adviser | $100 million to $500 million |
| Innovative Asset Advisors Group | Shelton | SEC-registered investment adviser | $100 million to $500 million |
| Kennedy Wealth & Tax Management, LLC | Southbury | SEC-registered investment adviser | $100 million to $500 million |
| New England Capital Financial Advisors LLC | Cheshire | SEC-registered investment adviser | $500 million to $1 billion |
| Newday | Southbury | SEC-registered investment adviser | Under $25 million |
| Procyon | Shelton | SEC-registered investment adviser | Over $5 billion |
| Springboard Asset Management LLC | Cheshire | SEC-registered investment adviser | $100 million to $500 million |
| William Joseph Capital Management, Inc. | Bristol | SEC-registered investment adviser | $500 million to $1 billion |
| Wright Private Asset Management LLC | Shelton | SEC-registered investment adviser | $25 million to $100 million |
Custodians are as filed on Form ADV, Schedule D, Section 5.K(3), which lists each custodian holding 10% or more of an adviser's separately managed account assets, from the firm's most recent filing. A custodian holds client assets; it does not endorse or supervise the adviser. AdvisorCensus has no relationship with any custodian. Charles Schwab nationwide
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