AdvisorCensus / Financial advisors / Florida / Tampa / Yale Capital Corp.
Yale Capital Corp.
Filed as YALE CAPITAL CORP. · Legal name Texas Yale Capital Corp.
Yale Capital Corp. is an SEC-registered investment advisory firm in St. Petersburg, FL, registered since 2005, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 28, 2026.
Quick answers
From the filingHow is Yale Capital Corp. compensated?
On its Form ADV (Item 5.E, October 2026), Yale Capital Corp. reports these compensation arrangements: a percentage of assets under its management.
Where is Yale Capital Corp. located?
Yale Capital Corp.'s principal office is in St. Petersburg, FL, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Yale Capital Corp. registered with the SEC or a state?
Yale Capital Corp. is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 126992.
How much does Yale Capital Corp. manage?
Yale Capital Corp. reports $5,621,296,070 in regulatory assets under management in its Form ADV filing dated August 28, 2026 (100% discretionary).
How have Yale Capital Corp.'s assets and staff changed since 2021?
In the Form ADV data for Yale Capital Corp.: Regulatory assets under management: $2,045,427,322 in the October 2021 data and $5,621,296,070 in the October 2026 data, up 175%. Total employees: 7 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Yale Capital Corp. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (118).
Which custodians does Yale Capital Corp. use?
Yale Capital Corp.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Yale Capital Corp. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/126992
Does Yale Capital Corp. state an account minimum?
Its Form ADV Part 2A brochure dated August 28, 2026 says: "The minimum account size is $10,000,000. However, YCC has discretion to waive the account minimum: accounts that do not meet the account minimum may be set up when the client and YCC anticipate the client will add additional funds to the accounts bringing the total up to $10,000,000 within a reasonable time frame."
What changed in Yale Capital Corp.'s recent Form ADV filings?
In the September 2026 filing data: Regulatory assets under management went from $4,924,925,863 to $5,621,296,070 (+14%). Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $10,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
The minimum account size is $10,000,000. However, YCC has discretion to waive the account minimum: accounts that do not meet the account minimum may be set up when the client and YCC anticipate the client will add additional funds to the accounts bringing the total up to $10,000,000 within a reasonable time frame.
As stated in the firm's Form ADV Part 2A brochure dated August 28, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$5,621,296,070 as of October 2026, filing dated August 28, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Legal name
- Texas Yale Capital Corp.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2005 (21 years)
- Employees
- Total: 7. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the September 2026 filing
- States registered or notice-filed
-
7 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $5,621,296,070 | 7 | August 28, 2026 |
| October 2025 | $4,043,423,072 | 7 | July 30, 2025 |
| October 2024 | $3,454,023,737 | 6 | March 26, 2024 |
| October 2023 | $2,852,043,210 | 6 | August 1, 2023 |
| October 2022 | $2,450,907,779 | 7 | March 29, 2022 |
| October 2021 | $2,045,427,322 | 7 | March 29, 2021 |
Regulatory assets under management: $2,045,427,322 in the October 2021 data and $5,621,296,070 in the October 2026 data, up 175%.
Total employees: 7 in October 2021 and 7 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- September 2026
- Regulatory assets under management went from $4,924,925,863 to $5,621,296,070 (+14%).
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Regulatory assets under management went from $4,043,423,072 to $4,924,925,863 (+22%).
- January 2026
- No longer registered or notice-filed in PR.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Yale Capital Corp. (CRD 126992): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/yale-capital-corp-st-petersburg-fl-126992