AdvisorCensus / Financial advisors / California / San Diego / WWM Financial
WWM Financial is an SEC-registered investment advisory firm in Carslbad, CA, registered since 2011, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 12, 2026.
Quick answers
From the filingHow is WWM Financial compensated?
On its Form ADV (Item 5.E, October 2026), WWM Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
What does WWM Financial's brochure say about its fees?
Its Form ADV Part 2A brochure dated April 12, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is WWM Financial located?
WWM Financial's principal office is in Carslbad, CA, according to its Form ADV.
Is WWM Financial registered with the SEC or a state?
WWM Financial is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 157620.
How much does WWM Financial manage?
WWM Financial reports $381,817,788 in regulatory assets under management in its Form ADV filing dated April 12, 2026 (94% discretionary).
How have WWM Financial's assets and staff changed since 2021?
In the Form ADV data for WWM Financial: Regulatory assets under management: $289,265,638 in the October 2021 data and $381,817,788 in the October 2026 data, up 32%. Total employees: 7 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does WWM Financial serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (442); high net worth individuals (103); pension and profit sharing plans (but not the plan participants or government pension plans) (15).
Which custodians does WWM Financial use?
WWM Financial's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does WWM Financial report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157620
What changed in WWM Financial's recent Form ADV filings?
In the May 2026 filing data: Employees performing advisory functions went from 7 to 6. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1.5% of assets a year (the maximum the brochure states)
The brochure's wording
Assets under Management Annual Percentage of Assets Charge Any Assets Up to 1.50%
Our firm’s fees are billed on a pro-rata annualized basis quarterly in advance based on the value of your account on the last day of the previous quarter.
Upon mutual agreement, clients with accounts in the aggregate of more than $10,000,000, a flat annual fee can be arranged on a case-by-case basis. Flat fees are negotiable and billed quarterly in advance.
As stated in the firm's Form ADV Part 2A brochure dated April 12, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$381,817,788 as of October 2026, filing dated April 12, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Legal name
- Wolff Wiese Magana LLC
- Also doing business as
- SAVVY WOMEN WEALTH MANAGEMENT, WOLFF WIESE MAGANA, WWM FINANCIAL INSURANCE SOLUTIONS LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2011 (15 years)
- Employees
- Total: 8. Performing investment advisory functions: 6.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
12 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $381,817,788 | 8 | April 12, 2026 |
| October 2025 | $342,090,884 | 8 | March 21, 2025 |
| October 2024 | $279,424,937 | 7 | March 25, 2024 |
| October 2023 | $298,227,648 | 8 | March 10, 2023 |
| October 2022 | $341,276,337 | 7 | July 14, 2022 |
| October 2021 | $289,265,638 | 7 | January 22, 2021 |
Regulatory assets under management: $289,265,638 in the October 2021 data and $381,817,788 in the October 2026 data, up 32%.
Total employees: 7 in October 2021 and 8 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- May 2026
- Employees performing advisory functions went from 7 to 6.
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Employees performing advisory functions went from 5 to 7.
- Regulatory assets under management went from $342,090,884 to $381,817,788 (+12%).
- January 2026
- No longer registered or notice-filed in VA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. WWM Financial (CRD 157620): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/wwm-financial-carslbad-ca-157620