AdvisorCensus / Financial advisors / Texas / Dallas / Worth Asset Management
Worth Asset Management
Filed as WORTH ASSET MANAGEMENT · Legal name Worth Asset Management, LLC
Worth Asset Management is an SEC-registered investment advisory firm in Dallas, TX, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 27, 2026.
Quick answers
From the filingHow is Worth Asset Management compensated?
On its Form ADV (Item 5.E, October 2026), Worth Asset Management reports these compensation arrangements: a percentage of assets under its management.
Where is Worth Asset Management located?
Worth Asset Management's principal office is in Dallas, TX, according to its Form ADV.
Is Worth Asset Management registered with the SEC or a state?
Worth Asset Management is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 166970.
How much does Worth Asset Management manage?
Worth Asset Management reports $288,200,656 in regulatory assets under management in its Form ADV filing dated July 27, 2026 (100% discretionary).
How have Worth Asset Management's assets and staff changed since 2021?
In the Form ADV data for Worth Asset Management: Regulatory assets under management: $170,991,533 in the October 2021 data and $288,200,656 in the October 2026 data, up 69%. Total employees: 8 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Worth Asset Management serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (247); high net worth individuals (82); pension and profit sharing plans (but not the plan participants or government pension plans) (4).
Which custodians does Worth Asset Management use?
Worth Asset Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Worth Asset Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/166970
Does Worth Asset Management state an account minimum?
Its Form ADV Part 2A brochure dated July 27, 2026 says: "Worth provides portfolio management services to individuals, high net worth individuals, trusts, corporate pension and profit-sharing plans and 401(k) plans. Worth requires a minimum account value of $25,000."
What changed in Worth Asset Management's recent Form ADV filings?
In the May 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: $25,000
The brochure's wording
Worth provides portfolio management services to individuals, high net worth individuals, trusts, corporate pension and profit-sharing plans and 401(k) plans. Worth requires a minimum account value of $25,000.
Minimum annual fee: $300
The brochure's wording
Minimum Annual Fee: $300
As stated in the firm's Form ADV Part 2A brochure dated July 27, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$288,200,656 as of October 2026, filing dated July 27, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- Worth Asset Management, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (5 years)
- Employees
- Total: 12. Performing investment advisory functions: 8.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $288,200,656 | 12 | July 27, 2026 |
| October 2025 | $270,009,431 | 10 | February 12, 2025 |
| October 2024 | $274,476,356 | 10 | April 2, 2024 |
| October 2023 | $247,254,641 | 8 | August 9, 2023 |
| October 2022 | $204,602,104 | 8 | April 21, 2022 |
| October 2021 | $170,991,533 | 8 | July 30, 2021 |
Regulatory assets under management: $170,991,533 in the October 2021 data and $288,200,656 in the October 2026 data, up 69%.
Total employees: 8 in October 2021 and 12 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- May 2026
- Updated its list of owners and control persons (Schedule A).
- March 2026
- Employees performing advisory functions went from 7 to 8.
- Updated its list of owners and control persons (Schedule A).
- December 2025
- Registered or notice-filed in AR.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Worth Asset Management (CRD 166970): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/worth-asset-management-dallas-tx-166970