AdvisorCensus / Financial advisors / Tennessee / Nashville / Woodmont Investment Counsel, LLC
Woodmont Investment Counsel, LLC is an SEC-registered investment advisory firm in Nashville, TN, registered since 2000, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 20, 2026.
Quick answers
From the filingHow is Woodmont Investment Counsel, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Woodmont Investment Counsel, LLC reports these compensation arrangements: a percentage of assets under its management.
Where is Woodmont Investment Counsel, LLC located?
Woodmont Investment Counsel, LLC's principal office is in Nashville, TN, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Woodmont Investment Counsel, LLC registered with the SEC or a state?
Woodmont Investment Counsel, LLC is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 109779.
How much does Woodmont Investment Counsel, LLC manage?
Woodmont Investment Counsel, LLC reports $2,012,232,004 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (99% discretionary).
How have Woodmont Investment Counsel, LLC's assets and staff changed since 2021?
In the Form ADV data for Woodmont Investment Counsel, LLC: Regulatory assets under management: $958,669,633 in the October 2021 data and $2,012,232,004 in the October 2026 data, up 110%. Total employees: 10 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Woodmont Investment Counsel, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (335); individuals (other than high net worth individuals) (102); charitable organizations (27).
Which custodians does Woodmont Investment Counsel, LLC use?
Woodmont Investment Counsel, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Woodmont Investment Counsel, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109779
Does Woodmont Investment Counsel, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 20, 2026 says: "Generally, our minimum account size for equity, balanced, and fixed-income accounts is $2,000,000 although this may be waived based on other considerations such as the account’s relationship to established clients or other factors."
What changed in Woodmont Investment Counsel, LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $1,742,857,741 to $2,012,232,004 (+15%). Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: $2,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Generally, our minimum account size for equity, balanced, and fixed-income accounts is $2,000,000 although this may be waived based on other considerations such as the account’s relationship to established clients or other factors.
As stated in the firm's Form ADV Part 2A brochure dated March 20, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$2,012,232,004 as of October 2026, filing dated March 20, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2000 (26 years)
- Employees
- Total: 15. Performing investment advisory functions: 11.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the April 2026 filing
- States registered or notice-filed
-
16 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $2,012,232,004 | 15 | March 20, 2026 |
| October 2025 | $1,742,857,741 | 11 | March 20, 2025 |
| October 2024 | $1,410,518,396 | 11 | March 28, 2024 |
| October 2023 | $1,247,837,157 | 13 | March 31, 2023 |
| October 2022 | $1,206,475,156 | 16 | March 31, 2022 |
| October 2021 | $958,669,633 | 10 | March 31, 2021 |
Regulatory assets under management: $958,669,633 in the October 2021 data and $2,012,232,004 in the October 2026 data, up 110%.
Total employees: 10 in October 2021 and 15 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $1,742,857,741 to $2,012,232,004 (+15%).
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Woodmont Investment Counsel, LLC (CRD 109779): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/woodmont-investment-counsel-llc-nashville-tn-109779