AdvisorCensus / Financial advisors / Mississippi / Jackson / Woodmont Advisory Group, Inc.
Woodmont Advisory Group, Inc.
Filed as WOODMONT ADVISORY GROUP, INC.
Woodmont Advisory Group, Inc. is an SEC-registered investment advisory firm in Brandon, MS, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.
Quick answers
From the filingHow is Woodmont Advisory Group, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Woodmont Advisory Group, Inc. reports these compensation arrangements: a percentage of assets under its management.
Where is Woodmont Advisory Group, Inc. located?
Woodmont Advisory Group, Inc.'s principal office is in Brandon, MS, according to its Form ADV.
Is Woodmont Advisory Group, Inc. registered with the SEC or a state?
Woodmont Advisory Group, Inc. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 112276.
How much does Woodmont Advisory Group, Inc. manage?
Woodmont Advisory Group, Inc. reports $91,866,028 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).
How have Woodmont Advisory Group, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Woodmont Advisory Group, Inc.: Regulatory assets under management: $175,007,151 in the October 2021 data and $91,866,028 in the October 2026 data, down 48%. Total employees: 4 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Woodmont Advisory Group, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (290); high net worth individuals (8).
Which custodians does Woodmont Advisory Group, Inc. use?
Woodmont Advisory Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Dreyfus Institutional Dept, Fidelity Brokerage Services LLC and Guggenheim Investments as custodians holding 10% or more of its separately managed account assets.
Does Woodmont Advisory Group, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/112276
Does Woodmont Advisory Group, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated March 30, 2026 says: "We have no imposed minimum account size to be managed by us."
What changed in Woodmont Advisory Group, Inc.'s recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $125,441,866 to $91,866,028 (-27%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: None
The brochure's wording
We have no imposed minimum account size to be managed by us.
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$91,866,028 as of October 2026, filing dated March 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2018 (8 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
5 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $91,866,028 | 2 | March 30, 2026 |
| October 2025 | $125,441,866 | 2 | March 27, 2025 |
| October 2024 | $161,153,173 | 2 | April 29, 2024 |
| October 2023 | $172,597,662 | 2 | March 29, 2023 |
| October 2022 | $180,899,736 | 4 | March 30, 2022 |
| October 2021 | $175,007,151 | 4 | March 30, 2021 |
Regulatory assets under management: $175,007,151 in the October 2021 data and $91,866,028 in the October 2026 data, down 48%.
Total employees: 4 in October 2021 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $125,441,866 to $91,866,028 (-27%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Woodmont Advisory Group, Inc. (CRD 112276): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/woodmont-advisory-group-inc-brandon-ms-112276