AdvisorCensus / Financial advisors / Wilhelm Financial Services, PLLC
Wilhelm Financial Services, PLLC
Filed as WILHELM FINANCIAL SERVICES, PLLC
Wilhelm Financial Services, PLLC is an SEC-registered investment advisory firm, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.
Quick answers
From the filingHow is Wilhelm Financial Services, PLLC compensated?
On its Form ADV (Item 5.E, October 2026), Wilhelm Financial Services, PLLC reports these compensation arrangements: a percentage of assets under its management.
How much does Wilhelm Financial Services, PLLC charge?
Its Form ADV Part 2A brochure dated March 31, 2026 states: Up to $1,000,000: 1% a year; $1,000,001 to $2,000,000: 0.75% a year; $2,000,001 to $3,000,000: 0.6% a year; $3,000,001 to $4,000,000: 0.5% a year; $4,000,001 to $5,000,000: 0.4% a year; $5,000,001 to $6,000,000: 0.35% a year; $6,000,001 to $7,000,000: 0.3% a year; $7,000,001 to $10,000,000: 0.25% a year; Above $10,000,001: 0.1% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Is Wilhelm Financial Services, PLLC registered with the SEC or a state?
Wilhelm Financial Services, PLLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 117504.
How much does Wilhelm Financial Services, PLLC manage?
Wilhelm Financial Services, PLLC reports $171,253,014 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (0% discretionary).
How have Wilhelm Financial Services, PLLC's assets and staff changed since 2022?
In the Form ADV data for Wilhelm Financial Services, PLLC: Regulatory assets under management: $117,289,349 in the October 2022 data and $171,253,014 in the October 2026 data, up 46%. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Wilhelm Financial Services, PLLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (7).
Which custodians does Wilhelm Financial Services, PLLC use?
Wilhelm Financial Services, PLLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Wilhelm Financial Services, PLLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/117504
Does Wilhelm Financial Services, PLLC state an account minimum?
Its Form ADV Part 2A brochure dated March 31, 2026 says: "WFS does not usually accept investment management clients with account sizes of less than $3 million. WFS can and does make exceptions to the account size minimum, but normally only when the client and WFS anticipate additional funds to bring the account total to more than $3 million within a reasonable period of time."
What changed in Wilhelm Financial Services, PLLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $149,801,593 to $171,253,014 (+14%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,000,000 | 1% |
| $1,000,001 to $2,000,000 | 0.75% |
| $2,000,001 to $3,000,000 | 0.6% |
| $3,000,001 to $4,000,000 | 0.5% |
| $4,000,001 to $5,000,000 | 0.4% |
| $5,000,001 to $6,000,000 | 0.35% |
| $6,000,001 to $7,000,000 | 0.3% |
| $7,000,001 to $10,000,000 | 0.25% |
| Above $10,000,001 | 0.1% |
The brochure's wording
For investment management services, WFS charges a percentage of assets under management, using asset-based tiers. WFS’s current standard fee schedule for investment management clients is shown below.
Under $1,000,000 – 1.0%
Next $ 1,000,001 – $ 2,000,000 - 0.75%
Next $ 2,000,001 – $ 3,000,000 - 0.60%
Next $ 3,000,001 – $ 4,000,000 - 0.50%
Next $ 4,000,001 – $ 5,000,000 - 0.40%
Next $ 5,000,001 – $ 6,000,000 - 0.35%
Next $ 6,000,001 – $ 7,000,000 - 0.30%
Next $ 7,000,001 – $10,000,000 - 0.25%
Next $10,000,001 and over - 0.10%
Account minimum: $3,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
WFS does not usually accept investment management clients with account sizes of less than $3 million. WFS can and does make exceptions to the account size minimum, but normally only when the client and WFS anticipate additional funds to bring the account total to more than $3 million within a reasonable period of time.
As stated in the firm's Form ADV Part 2A brochure dated March 31, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$171,253,014 as of October 2026, filing dated March 31, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2022 (4 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $171,253,014 | 1 | March 31, 2026 |
| October 2025 | $149,801,593 | 1 | March 27, 2025 |
| October 2024 | $141,741,140 | 1 | March 31, 2024 |
| October 2023 | $116,054,000 | 1 | March 28, 2023 |
| October 2022 | $117,289,349 | 1 | September 2, 2022 |
Regulatory assets under management: $117,289,349 in the October 2022 data and $171,253,014 in the October 2026 data, up 46%.
Total employees: 1 in October 2022 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $149,801,593 to $171,253,014 (+14%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Wilhelm Financial Services, PLLC (CRD 117504): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/wilhelm-financial-services-pllc-117504