AdvisorCensus / Financial advisors / North Carolina / Rocky Mount / Whitener Capital Management, Inc
Whitener Capital Management, Inc
Filed as WHITENER CAPITAL MANAGEMENT, INC
Whitener Capital Management, Inc is an SEC-registered investment advisory firm in Rocky Mount, NC, registered since 1987, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 24, 2026.
Quick answers
From the filingHow is Whitener Capital Management, Inc compensated?
On its Form ADV (Item 5.E, October 2026), Whitener Capital Management, Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges.
How much does Whitener Capital Management, Inc charge?
Its Form ADV Part 2A brochure dated February 24, 2026 states: Up to $500,000: 1.25% a year; $500,001 to $1,000,000: 1% a year; Above $1,000,000: 0.7% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Whitener Capital Management, Inc located?
Whitener Capital Management, Inc's principal office is in Rocky Mount, NC, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Whitener Capital Management, Inc registered with the SEC or a state?
Whitener Capital Management, Inc is an SEC-registered investment advisory firm, registered since 1987. Status as filed: Approved. CRD 106865.
How much does Whitener Capital Management, Inc manage?
Whitener Capital Management, Inc reports $598,471,988 in regulatory assets under management in its Form ADV filing dated February 24, 2026 (95% discretionary).
How have Whitener Capital Management, Inc's assets and staff changed since 2021?
In the Form ADV data for Whitener Capital Management, Inc: Regulatory assets under management: $314,973,098 in the October 2021 data and $598,471,988 in the October 2026 data, up 90%. Total employees: 8 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Whitener Capital Management, Inc serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (563); high net worth individuals (237); pension and profit sharing plans (but not the plan participants or government pension plans) (25).
Which custodians does Whitener Capital Management, Inc use?
Whitener Capital Management, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Whitener Capital Management, Inc report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106865
What changed in Whitener Capital Management, Inc's recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $506,099,007 to $598,471,988 (+18%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $500,000 | 1.25% |
| $500,001 to $1,000,000 | 1% |
| Above $1,000,000 | 0.7% |
The brochure's wording
Our fee for portfolio management services is based on a percent of assets under management calculated quarterly in arrears, and set forth in the following fee schedule: Assets Under Management Annual Fee For the first $500,000 1.25% $500,001 - $1,000,000 1.00% Over $1,000,000 0.70%
As stated in the firm's Form ADV Part 2A brochure dated February 24, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$598,471,988 as of October 2026, filing dated February 24, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1987 (38 years)
- Employees
- Total: 9. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the March 2026 filing
- States registered or notice-filed
-
12 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $598,471,988 | 9 | February 24, 2026 |
| October 2025 | $506,099,007 | 10 | April 28, 2025 |
| October 2024 | $409,230,584 | 10 | April 26, 2024 |
| October 2023 | $346,192,564 | 8 | February 23, 2023 |
| October 2022 | $388,600,000 | 8 | August 25, 2022 |
| October 2021 | $314,973,098 | 8 | May 20, 2021 |
Regulatory assets under management: $314,973,098 in the October 2021 data and $598,471,988 in the October 2026 data, up 90%.
Total employees: 8 in October 2021 and 9 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $506,099,007 to $598,471,988 (+18%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Whitener Capital Management, Inc (CRD 106865): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/whitener-capital-management-inc-rocky-mount-nc-106865