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Win Team Advisory Services
Filed as WIN TEAM ADVISORY SERVICES · Legal name Win Team Insurance Services, Inc.
Win Team Advisory Services is a state-registered investment advisory firm in Irvine, CA, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 16, 2026.
Quick answers
From the filingHow is Win Team Advisory Services compensated?
On its Form ADV (Item 5.E, October 2026), Win Team Advisory Services reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Win Team Advisory Services located?
Win Team Advisory Services' principal office is in Irvine, CA, according to its Form ADV.
Is Win Team Advisory Services registered with the SEC or a state?
Win Team Advisory Services is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 136680.
How much does Win Team Advisory Services manage?
Win Team Advisory Services reports $57,622,081 in regulatory assets under management in its Form ADV filing dated July 16, 2026 (100% discretionary).
How have Win Team Advisory Services' assets and staff changed since 2021?
In the Form ADV data for Win Team Advisory Services: Regulatory assets under management: $122,664,164 in the October 2021 data and $57,622,081 in the October 2026 data, down 53%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Win Team Advisory Services serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (47); high net worth individuals (36); charitable organizations (1).
Does Win Team Advisory Services report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/136680
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$57,622,081 as of October 2026, filing dated July 16, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Win Team Insurance Services, Inc.
- Also doing business as
- WIN TEAM ADVISORY SERVICES
- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2025 (1 year)
- Employees
- Total: 3. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $57,622,081 | 3 | July 16, 2026 |
| October 2024 | $143,003,100 | 3 | February 27, 2024 |
| October 2023 | $117,044,439 | 3 | March 31, 2023 |
| October 2022 | $141,848,434 | 3 | March 16, 2022 |
| October 2021 | $122,664,164 | 3 | March 4, 2021 |
Regulatory assets under management: $122,664,164 in the October 2021 data and $57,622,081 in the October 2026 data, down 53%.
Total employees: 3 in October 2021 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Win Team Advisory Services (CRD 136680): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/win-team-advisory-services-irvine-ca-136680