AdvisorCensus / Financial advisors / North Carolina / Winston-Salem / Westhampton Capital
Westhampton Capital
Filed as WESTHAMPTON CAPITAL · Legal name Westhampton Capital, LLC
Westhampton Capital is an SEC-registered investment advisory firm in Winston-Salem, NC, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 6, 2026.
Quick answers
From the filingHow is Westhampton Capital compensated?
On its Form ADV (Item 5.E, October 2026), Westhampton Capital reports these compensation arrangements: a percentage of assets under its management.
What does Westhampton Capital's brochure say about its fees?
Its Form ADV Part 2A brochure dated January 6, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Westhampton Capital located?
Westhampton Capital's principal office is in Winston-Salem, NC, according to its Form ADV.
Is Westhampton Capital registered with the SEC or a state?
Westhampton Capital is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 119176.
How much does Westhampton Capital manage?
Westhampton Capital reports $238,519,094 in regulatory assets under management in its Form ADV filing dated January 6, 2026 (100% discretionary).
How have Westhampton Capital's assets and staff changed since 2021?
In the Form ADV data for Westhampton Capital: Regulatory assets under management: $168,833,437 in the October 2021 data and $238,519,094 in the October 2026 data, up 41%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Westhampton Capital serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (105); high net worth individuals (37); charitable organizations (1).
Which custodians does Westhampton Capital use?
Westhampton Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.
Does Westhampton Capital report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/119176
Does Westhampton Capital state an account minimum?
Its Form ADV Part 2A brochure dated January 6, 2026 says: "The minimum portfolio value eligible for conventional investment advisory services is generally $250,000." "Westhampton Capital may, at its discretion, make exceptions to the foregoing or negotiate special fee arrangements where Westhampton Capital deems it appropriate under the circumstances."
What changed in Westhampton Capital's recent Form ADV filings?
In the February 2026 filing data: Registered or notice-filed in SC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1.5% of assets a year (the maximum the brochure states)
The brochure's wording
The negotiable annual fee for portfolio management services, based on a percentage of assets under management, is up to 1.5%.
Account minimum: $250,000
The brochure's wording
The minimum portfolio value eligible for conventional investment advisory services is generally $250,000.
Westhampton Capital may, at its discretion, make exceptions to the foregoing or negotiate special fee arrangements where Westhampton Capital deems it appropriate under the circumstances.
As stated in the firm's Form ADV Part 2A brochure dated January 6, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$238,519,094 as of October 2026, filing dated January 6, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Westhampton Capital, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2014 (12 years)
- Employees
- Total: 4. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
5 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $238,519,094 | 4 | January 6, 2026 |
| October 2025 | $222,553,363 | 4 | January 7, 2025 |
| October 2024 | $192,552,763 | 4 | January 9, 2024 |
| October 2023 | $171,585,343 | 5 | January 6, 2023 |
| October 2022 | $191,890,498 | 5 | January 10, 2022 |
| October 2021 | $168,833,437 | 5 | January 12, 2021 |
Regulatory assets under management: $168,833,437 in the October 2021 data and $238,519,094 in the October 2026 data, up 41%.
Total employees: 5 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- February 2026
- Registered or notice-filed in SC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Westhampton Capital (CRD 119176): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/westhampton-capital-winston-salem-nc-119176