Wealthspire Advisors

• A percentage of assets under your management
• Fixed fees (other than subscription fees)
• Other

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

The brochure lists different fees for different services or strategies. See the firm's brochure (dated April 30, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$34,322,977,688 as of October 2026, filing dated April 30, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Pension consulting services
• Selection of other advisers (including private fund managers)

Legal name

Wealthspire Advisors LLC

Also doing business as

WEALTHSPIRE, WEALTHSPIRE ADVISORS

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

1995 (31 years)

Employees

Total: 397. Performing investment advisory functions: 220.

Wrap fee program participation

Yes.

Custodians (Schedule D, Section 5.K(3))

Charles Schwab & Co., Inc.National Financial Services LLCPershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

25 other offices, as of the May 2026 filing

Annapolis, MDAppleton, WIBeachwood, OHBoca Raton, FLChicago, ILDelafield, WIDenver, COFulton, MDLarkspur, CAMadison, WIMelville, NYMidlothian, VAMilwaukee, WIPalm Beach Gardens, FLPotomac, MDRed Bank, NJReno, NVReston, VARoyal Oak, MISalisbury, MDSan Francisco, CASan Rafael, CASeattle, WAWest Hartford, CTWestport, CT

States registered or notice-filed

51 states or jurisdictions

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $12,715,446,259 in the October 2021 data and $34,322,977,688 in the October 2026 data, up 170%.

Total employees: 144 in October 2021 and 397 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. May 2026
   • Employees performing advisory functions went from 195 to 220.
   • Regulatory assets under management went from $29,356,215,183 to $34,322,977,688 (+17%).
   • Added an office in Boca Raton, FL.
   • Added an office in Larkspur, CA.
   • Added an office in Melville, NY.
   • Added an office in Red Bank, NJ.
2. April 2026
   • Employees performing advisory functions went from 185 to 195.
   • Regulatory assets under management went from $25,786,873,286 to $29,356,215,183 (+14%).
   • No longer lists an office in Bay Head, NJ.
   • No longer lists an office in Morristown, NJ.
   • Updated its list of owners and control persons (Schedule A).
3. December 2025
   • No longer lists the business name Wealthspire Pathways.
   • Changed its office addresses in Chicago, IL.
   • Updated its list of owners and control persons (Schedule A).

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.