AdvisorCensus / Financial advisors / Washington / Spokane / Wealth Asset Managers
Wealth Asset Managers
Filed as WEALTH ASSET MANAGERS · Legal name Nelson Securities,inc.
Wealth Asset Managers is an SEC-registered investment advisory firm in Spokane, WA, registered since 1992, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 5, 2026.
Quick answers
From the filingHow is Wealth Asset Managers compensated?
On its Form ADV (Item 5.E, October 2026), Wealth Asset Managers reports these compensation arrangements: a percentage of assets under its management.
Where is Wealth Asset Managers located?
Wealth Asset Managers' principal office is in Spokane, WA, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Wealth Asset Managers registered with the SEC or a state?
Wealth Asset Managers is an SEC-registered investment advisory firm, registered since 1992. Status as filed: Approved. CRD 14377.
How much does Wealth Asset Managers manage?
Wealth Asset Managers reports $321,863,711 in regulatory assets under management in its Form ADV filing dated September 5, 2026 (92% discretionary).
How have Wealth Asset Managers' assets and staff changed since 2021?
In the Form ADV data for Wealth Asset Managers: Regulatory assets under management: $215,109,200 in the October 2021 data and $321,863,711 in the October 2026 data, up 50%. Total employees: 15 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Wealth Asset Managers serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,996); corporations or other businesses not listed above (7).
Which custodians does Wealth Asset Managers use?
Wealth Asset Managers' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Wealth Asset Managers report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/14377
What changed in Wealth Asset Managers' recent Form ADV filings?
In the September 2026 filing data: Regulatory assets under management went from $271,967,129 to $321,863,711 (+18%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated August 9, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$321,863,711 as of October 2026, filing dated September 5, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
Registration and firm details
Items 1, 2, 5- Legal name
- Nelson Securities,inc.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1992 (34 years)
- Employees
- Total: 15. Performing investment advisory functions: 9.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the October 2026 filing
- States registered or notice-filed
-
50 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $321,863,711 | 15 | September 5, 2026 |
| October 2025 | $271,967,129 | 15 | July 21, 2025 |
| October 2024 | $242,493,984 | 15 | August 9, 2024 |
| October 2023 | $213,135,029 | 15 | September 2, 2023 |
| October 2022 | $185,825,249 | 15 | July 21, 2022 |
| October 2021 | $215,109,200 | 15 | August 10, 2021 |
Regulatory assets under management: $215,109,200 in the October 2021 data and $321,863,711 in the October 2026 data, up 50%.
Total employees: 15 in October 2021 and 15 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- September 2026
- Regulatory assets under management went from $271,967,129 to $321,863,711 (+18%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Wealth Asset Managers (CRD 14377): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/wealth-asset-managers-spokane-wa-14377