AdvisorCensus / Financial advisors / Missouri / Springfield / Walker Asset Management, LLC
Walker Asset Management, LLC is an SEC-registered investment advisory firm in Springfield, MO, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.
Quick answers
From the filingHow is Walker Asset Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Walker Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management.
What does Walker Asset Management, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 20, 2026 states: Asset-based fee: 0.5% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Walker Asset Management, LLC located?
Walker Asset Management, LLC's principal office is in Springfield, MO, according to its Form ADV.
Is Walker Asset Management, LLC registered with the SEC or a state?
Walker Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 284951.
How much does Walker Asset Management, LLC manage?
Walker Asset Management, LLC reports $315,347,630 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).
How have Walker Asset Management, LLC's assets and staff changed since 2021?
In the Form ADV data for Walker Asset Management, LLC: Regulatory assets under management: $177,338,764 in the October 2021 data and $315,347,630 in the October 2026 data, up 78%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Walker Asset Management, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (131); high net worth individuals (64).
Which custodians does Walker Asset Management, LLC use?
Walker Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Walker Asset Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284951
Does Walker Asset Management, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 20, 2026 says: "Although WAM generally requires a $1,000,000 minimum dollar value in assets for establishing or maintaining a client’s account, the firm reserves the right to waive this requirement."
What changed in Walker Asset Management, LLC's recent Form ADV filings?
In the April 2026 filing data: Item 11 disclosure answers changed: 0 yes answers, previously 7 (now no: 11.C(1), 11.C(2), 11.C(4), 11.C(5), 11.E(1), 11.E(2), 11.E(4)). Regulatory assets under management went from $284,202,610 to $315,347,630 (+11%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.5% to 1.5% a year (a range, as the brochure states it)
The brochure's wording
Fees are negotiated in advance, and generally range from .50% to 1.50% depending on the level of complexity of the engagement. Fee rates are based on actual services provided rather than being based on the level of assets managed
Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Although WAM generally requires a $1,000,000 minimum dollar value in assets for establishing or maintaining a client’s account, the firm reserves the right to waive this requirement.
As stated in the firm's Form ADV Part 2A brochure dated March 20, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$315,347,630 as of October 2026, filing dated March 31, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2016 (10 years)
- Employees
- Total: 4. Performing investment advisory functions: 1.
- Wrap fee program participation
- Yes.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
5 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $315,347,630 | 4 | March 31, 2026 |
| October 2025 | $284,202,610 | 4 | March 20, 2025 |
| October 2024 | $243,372,877 | 3 | February 22, 2024 |
| October 2023 | $197,312,900 | 3 | March 3, 2023 |
| October 2022 | $200,836,342 | 3 | February 18, 2022 |
| October 2021 | $177,338,764 | 3 | March 18, 2021 |
Regulatory assets under management: $177,338,764 in the October 2021 data and $315,347,630 in the October 2026 data, up 78%.
Total employees: 3 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Item 11 disclosure answers changed: 0 yes answers, previously 7 (now no: 11.C(1), 11.C(2), 11.C(4), 11.C(5), 11.E(1), 11.E(2), 11.E(4)).
- Regulatory assets under management went from $284,202,610 to $315,347,630 (+11%).
- January 2026
- No longer registered or notice-filed in WI.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Walker Asset Management, LLC (CRD 284951): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/walker-asset-management-llc-springfield-mo-284951