AdvisorCensus / Financial advisors / North Carolina / Charlotte / Vision Capital & Management
Vision Capital & Management
Filed as VISION CAPITAL & MANAGEMENT · Legal name Vision Capital Management Corporation
Vision Capital & Management is an SEC-registered investment advisory firm in Davidson, NC, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.
Quick answers
From the filingHow is Vision Capital & Management compensated?
On its Form ADV (Item 5.E, October 2026), Vision Capital & Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is Vision Capital & Management located?
Vision Capital & Management's principal office is in Davidson, NC, according to its Form ADV.
Is Vision Capital & Management registered with the SEC or a state?
Vision Capital & Management is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 118363.
How much does Vision Capital & Management manage?
Vision Capital & Management reports $144,833,761 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).
How have Vision Capital & Management's assets and staff changed since 2021?
In the Form ADV data for Vision Capital & Management: Regulatory assets under management: $133,150,262 in the October 2021 data and $144,833,761 in the October 2026 data, up 9%. Total employees: 6 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Vision Capital & Management serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (38); high net worth individuals (21).
Which custodians does Vision Capital & Management use?
Vision Capital & Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Jackson National Life Distributors LLC as custodians holding 10% or more of its separately managed account assets.
Does Vision Capital & Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118363
Does Vision Capital & Management state an account minimum?
Its Form ADV Part 2A brochure dated March 31, 2026 says: "In general, we require a minimum of $2,000,000 (household) to open and maintain an advisory account. At our discretion, we may waive this minimum account size."
What changed in Vision Capital & Management's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $120,920,910 to $144,833,761 (+20%). Registered or notice-filed in MN, NE. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: $2,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
In general, we require a minimum of $2,000,000 (household) to open and maintain an advisory account. At our discretion, we may waive this minimum account size.
As stated in the firm's Form ADV Part 2A brochure dated March 31, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$144,833,761 as of October 2026, filing dated March 31, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Legal name
- Vision Capital Management Corporation
- Also doing business as
- VISION CAPITAL & MANAGEMENT
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2006 (20 years)
- Employees
- Total: 5. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
7 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $144,833,761 | 5 | March 31, 2026 |
| October 2025 | $120,920,910 | 6 | March 24, 2025 |
| October 2024 | $158,838,052 | 7 | March 26, 2024 |
| October 2023 | $151,290,168 | 7 | March 30, 2023 |
| October 2022 | $143,494,883 | 7 | August 8, 2022 |
| October 2021 | $133,150,262 | 6 | July 16, 2021 |
Regulatory assets under management: $133,150,262 in the October 2021 data and $144,833,761 in the October 2026 data, up 9%.
Total employees: 6 in October 2021 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $120,920,910 to $144,833,761 (+20%).
- Registered or notice-filed in MN, NE.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Vision Capital & Management (CRD 118363): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/vision-capital-and-management-davidson-nc-118363