AdvisorCensus / Financial advisors / Washington / Seattle / Viewpoint Capital Management
Viewpoint Capital Management
Filed as VIEWPOINT CAPITAL MANAGEMENT · Legal name Viewpoint Capital Management, LLC
Viewpoint Capital Management is an SEC-registered investment advisory firm in Seattle, WA, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 21, 2026.
Quick answers
From the filingHow is Viewpoint Capital Management compensated?
On its Form ADV (Item 5.E, October 2026), Viewpoint Capital Management reports these compensation arrangements: a percentage of assets under its management.
What does Viewpoint Capital Management's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 21, 2026 states: Up to $1,000,000: 1% a year; $1,000,001 to $5,000,000: 0.85% a year; Above $5,000,001: 0.7% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Viewpoint Capital Management located?
Viewpoint Capital Management's principal office is in Seattle, WA, according to its Form ADV.
Is Viewpoint Capital Management registered with the SEC or a state?
Viewpoint Capital Management is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 158899.
How much does Viewpoint Capital Management manage?
Viewpoint Capital Management reports $267,799,000 in regulatory assets under management in its Form ADV filing dated March 21, 2026 (83% discretionary).
How have Viewpoint Capital Management's assets and staff changed since 2021?
In the Form ADV data for Viewpoint Capital Management: Regulatory assets under management: $125,291,000 in the October 2021 data and $267,799,000 in the October 2026 data, up 114%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Viewpoint Capital Management serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (71); high net worth individuals (54).
Which custodians does Viewpoint Capital Management use?
Viewpoint Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Viewpoint Capital Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158899
Does Viewpoint Capital Management state an account minimum?
Its Form ADV Part 2A brochure dated March 21, 2026 says: "We do not impose minimum requirements for opening or maintaining an account and we do not impose a minimum account size."
What changed in Viewpoint Capital Management's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $227,994,000 to $267,799,000 (+17%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,000,000 | 1% |
| $1,000,001 to $5,000,000 | 0.85% |
| Above $5,000,001 | 0.7% |
The brochure's wording
Viewpoint charges annual fees based on a percentage of client assets under management. The table below is the standard fee schedule. Fees are billed quarterly on the inception value of the account
$0 - $1,000,000 1.00% $1,000,001 - $5,000,000 0.85% $5,000,001 + 0.70%
Account minimum: None
The brochure's wording
We do not impose minimum requirements for opening or maintaining an account and we do not impose a minimum account size.
As stated in the firm's Form ADV Part 2A brochure dated March 21, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$267,799,000 as of October 2026, filing dated March 21, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Viewpoint Capital Management, LLC
- Also doing business as
- VIEWPOINT CAPITAL
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2019 (6 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $267,799,000 | 1 | March 21, 2026 |
| October 2025 | $227,994,000 | 1 | February 21, 2025 |
| October 2024 | $177,584,218 | 1 | March 26, 2024 |
| October 2023 | $135,736,000 | 1 | March 27, 2023 |
| October 2022 | $168,889,000 | 1 | March 24, 2022 |
| October 2021 | $125,291,000 | 1 | June 24, 2021 |
Regulatory assets under management: $125,291,000 in the October 2021 data and $267,799,000 in the October 2026 data, up 114%.
Total employees: 1 in October 2021 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $227,994,000 to $267,799,000 (+17%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Viewpoint Capital Management (CRD 158899): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/viewpoint-capital-management-seattle-wa-158899