AdvisorCensus / Financial advisors / Puerto Rico / Vauban Wealth Management
Vauban Wealth Management
Filed as VAUBAN WEALTH MANAGEMENT
Vauban Wealth Management is an SEC-registered investment advisory firm in Guaynabo, PR, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.
Quick answers
From the filingHow is Vauban Wealth Management compensated?
On its Form ADV (Item 5.E, October 2026), Vauban Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
What does Vauban Wealth Management's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Vauban Wealth Management located?
Vauban Wealth Management's principal office is in Guaynabo, PR, according to its Form ADV.
Is Vauban Wealth Management registered with the SEC or a state?
Vauban Wealth Management is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 305222.
How much does Vauban Wealth Management manage?
Vauban Wealth Management reports $181,187,478 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (15% discretionary).
How have Vauban Wealth Management's assets and staff changed since 2021?
In the Form ADV data for Vauban Wealth Management: Regulatory assets under management: $161,010,589 in the October 2021 data and $181,187,478 in the October 2026 data, up 13%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Vauban Wealth Management serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (29); individuals (other than high net worth individuals) (28); corporations or other businesses not listed above (2).
Does Vauban Wealth Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305222
Does Vauban Wealth Management state an account minimum?
Its Form ADV Part 2A brochure dated March 30, 2026 says: "VWM generally does not impose a minimum account size for establishing a relationship."
What changed in Vauban Wealth Management's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $148,656,126 to $181,187,478 (+22%). Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 1% of assets a year
The brochure's wording
VWM currently charges an annual advisory fee of 1.0% of assets under management (“Investment Advisory Fee”).
Account minimum: None
The brochure's wording
VWM generally does not impose a minimum account size for establishing a relationship.
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$181,187,478 as of October 2026, filing dated March 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2019 (6 years)
- Employees
- Total: 2. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $181,187,478 | 2 | March 30, 2026 |
| October 2025 | $148,656,126 | 2 | March 30, 2025 |
| October 2024 | $146,344,769 | 2 | March 29, 2024 |
| October 2023 | $130,893,495 | 2 | April 3, 2023 |
| October 2022 | $163,692,076 | 2 | March 31, 2022 |
| October 2021 | $161,010,589 | 2 | March 29, 2021 |
Regulatory assets under management: $161,010,589 in the October 2021 data and $181,187,478 in the October 2026 data, up 13%.
Total employees: 2 in October 2021 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $148,656,126 to $181,187,478 (+22%).
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Vauban Wealth Management (CRD 305222): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/vauban-wealth-management-guaynabo-pr-305222