AdvisorCensus / Financial advisors / Puerto Rico / Oriental Trust
Oriental Trust is an SEC-registered investment advisory firm in San Juan, PR, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.
Quick answers
From the filingHow is Oriental Trust compensated?
On its Form ADV (Item 5.E, October 2026), Oriental Trust reports these compensation arrangements: a percentage of assets under its management.
Where is Oriental Trust located?
Oriental Trust's principal office is in San Juan, PR, according to its Form ADV.
Is Oriental Trust registered with the SEC or a state?
Oriental Trust is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312982.
How much does Oriental Trust manage?
Oriental Trust reports $322,613,665 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).
How have Oriental Trust's assets and staff changed since 2021?
In the Form ADV data for Oriental Trust: Regulatory assets under management: $370,941,092 in the October 2022 data and $322,613,665 in the October 2026 data, down 13%. Total employees: 8 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Oriental Trust serve?
By number of clients on Form ADV Item 5.D: investment companies (2).
Does Oriental Trust report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312982
What changed in Oriental Trust's recent Form ADV filings?
In the November 2025 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$322,613,665 as of October 2026, filing dated March 27, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for investment companies (and business development companies)
Registration and firm details
Items 1, 2, 5- Legal name
- Oriental Bank
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (5 years)
- Employees
- Total: 9. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $322,613,665 | 9 | March 27, 2026 |
| October 2025 | $296,410,953 | 9 | March 25, 2025 |
| October 2024 | $301,441,418 | 8 | March 27, 2024 |
| October 2023 | $304,961,494 | 8 | March 28, 2023 |
| October 2022 | $370,941,092 | 8 | April 1, 2022 |
| October 2021 | Not reported | 8 | June 11, 2021 |
Regulatory assets under management: $370,941,092 in the October 2022 data and $322,613,665 in the October 2026 data, down 13%.
Total employees: 8 in October 2021 and 9 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- November 2025
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Oriental Trust (CRD 312982): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/oriental-trust-san-juan-pr-312982