AdvisorCensus / Financial advisors / Urban Wealth Management Or UWM
Urban Wealth Management Or UWM
Filed as URBAN WEALTH MANAGEMENT OR UWM · Legal name Urban Wealth Management Group LLC
Urban Wealth Management Or UWM is an SEC-registered investment advisory firm, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 21, 2026.
Quick answers
From the filingHow is Urban Wealth Management Or UWM compensated?
On its Form ADV (Item 5.E, October 2026), Urban Wealth Management Or UWM reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
How much does Urban Wealth Management Or UWM charge?
Its Form ADV Part 2A brochure dated March 25, 2026 states: Asset-based fee: 0.15% to 1.25% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Is Urban Wealth Management Or UWM registered with the SEC or a state?
Urban Wealth Management Or UWM is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 285633.
How much does Urban Wealth Management Or UWM manage?
Urban Wealth Management Or UWM reports $212,506,644 in regulatory assets under management in its Form ADV filing dated May 21, 2026 (100% discretionary).
How have Urban Wealth Management Or UWM's assets and staff changed since 2021?
In the Form ADV data for Urban Wealth Management Or UWM: Regulatory assets under management: $152,649,261 in the October 2021 data and $212,506,644 in the October 2026 data, up 39%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Urban Wealth Management Or UWM serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (223); high net worth individuals (52); pension and profit sharing plans (but not the plan participants or government pension plans) (6).
Which custodians does Urban Wealth Management Or UWM use?
Urban Wealth Management Or UWM's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., John Hancock and Principal Financial Group as custodians holding 10% or more of its separately managed account assets.
Does Urban Wealth Management Or UWM report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285633
Does Urban Wealth Management Or UWM state an account minimum?
Its Form ADV Part 2A brochure dated March 25, 2026 says: "The Adviser does not have a minimum account size requirement."
What changed in Urban Wealth Management Or UWM's recent Form ADV filings?
In the June 2026 filing data: Employees performing advisory functions went from 4 to 5.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.15% to 1.25% a year (a range, as the brochure states it)
The brochure's wording
The annual Fee is negotiable and generally ranges from 1.25% to 0.15%, with lower rates typically applied to higher levels of AUM.
Account minimum: None
The brochure's wording
The Adviser does not have a minimum account size requirement.
As stated in the firm's Form ADV Part 2A brochure dated March 25, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$212,506,644 as of October 2026, filing dated May 21, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Legal name
- Urban Wealth Management Group LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2017 (9 years)
- Employees
- Total: 6. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
8 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $212,506,644 | 6 | May 21, 2026 |
| October 2025 | $202,076,994 | 4 | March 26, 2025 |
| October 2024 | $188,957,457 | 4 | June 6, 2024 |
| October 2023 | $161,887,066 | 6 | September 14, 2023 |
| October 2022 | $181,449,735 | 5 | June 17, 2022 |
| October 2021 | $152,649,261 | 5 | May 24, 2021 |
Regulatory assets under management: $152,649,261 in the October 2021 data and $212,506,644 in the October 2026 data, up 39%.
Total employees: 5 in October 2021 and 6 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- June 2026
- Employees performing advisory functions went from 4 to 5.
- March 2026
- Registered or notice-filed in MD.
- January 2026
- Employees performing advisory functions went from 5 to 4.
- No longer registered or notice-filed in OH.
- December 2025
- Employees performing advisory functions went from 2 to 5.
- Registered or notice-filed in OH.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Urban Wealth Management Or UWM (CRD 285633): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/urban-wealth-management-or-uwm-285633