AdvisorCensus / Financial advisors / Texas / Uptick Partners, LLC
Uptick Partners, LLC is an SEC-registered investment advisory firm in Nacogdoches, TX, registered since 2023, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 15, 2026.
Quick answers
From the filingHow is Uptick Partners, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Uptick Partners, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
What does Uptick Partners, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 24, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Uptick Partners, LLC located?
Uptick Partners, LLC's principal office is in Nacogdoches, TX, according to its Form ADV; the August 2026 filing also lists 8 other offices (Schedule D, Section 1.F).
Is Uptick Partners, LLC registered with the SEC or a state?
Uptick Partners, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 324250.
How much does Uptick Partners, LLC manage?
Uptick Partners, LLC reports $1,063,169,479 in regulatory assets under management in its Form ADV filing dated July 15, 2026 (100% discretionary).
How have Uptick Partners, LLC's assets and staff changed since 2023?
In the Form ADV data for Uptick Partners, LLC: Regulatory assets under management: $251,808,741 in the October 2023 data and $1,063,169,479 in the October 2026 data, up 322%. Total employees: 5 in October 2023 and 25 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Uptick Partners, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (760); high net worth individuals (375); charitable organizations (3).
Which custodians does Uptick Partners, LLC use?
Uptick Partners, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Pershing and Raymond James (USA) Ltd. as custodians holding 10% or more of its separately managed account assets.
Does Uptick Partners, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/324250
Does Uptick Partners, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 24, 2026 says: "Our Firm does not require a minimum portfolio value to provide you with advisory services." "Our maximum annual fee is 1.50%, based on a blended tier fee schedule, and We do not impose a minimum account size."
What changed in Uptick Partners, LLC's recent Form ADV filings?
In the August 2026 filing data: Added an office in Montrose, CO. Added an office in Westfield, IN. Registered or notice-filed in IN.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1.5% of assets a year (the maximum the brochure states)
The brochure's wording
Our maximum annual fee is 1.50%, based on a blended tier fee schedule, and We do not impose a minimum account size.
Account minimum: None
The brochure's wording
Our Firm does not require a minimum portfolio value to provide you with advisory services.
Our maximum annual fee is 1.50%, based on a blended tier fee schedule, and We do not impose a minimum account size.
Minimum annual fee: None
The brochure's wording
Uptick does not impose a minimum annual fee for investment management services.
As stated in the firm's Form ADV Part 2A brochure dated March 24, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,063,169,479 as of October 2026, filing dated July 15, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Also doing business as
- ANCHOR POINTE FINANCIAL PLANNING, LLC, COPPERTREE FINANCIAL PLANNING, DVORAK FINANCIAL PLANNING, HOLISTIC PLANNING, LLC, OLYMPUS WEALTH STRATEGIES
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2023 (3 years)
- Employees
- Total: 25. Performing investment advisory functions: 25.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
8 other offices, as of the August 2026 filing
- States registered or notice-filed
-
18 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,063,169,479 | 25 | July 15, 2026 |
| October 2025 | $688,095,249 | 7 | July 21, 2025 |
| October 2024 | $398,566,727 | 6 | September 25, 2024 |
| October 2023 | $251,808,741 | 5 | September 27, 2023 |
Regulatory assets under management: $251,808,741 in the October 2023 data and $1,063,169,479 in the October 2026 data, up 322%.
Total employees: 5 in October 2023 and 25 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- August 2026
- Added an office in Montrose, CO.
- Added an office in Westfield, IN.
- Registered or notice-filed in IN.
- April 2026
- Regulatory assets under management went from $688,095,249 to $1,063,169,479 (+55%).
- Employees performing advisory functions went from 7 to 25.
- Added the business name Anchor Pointe Financial Planning, LLC.
- Added an office in Spartanburg, SC.
- Registered or notice-filed in SC.
- February 2026
- Added the business name Coppertree Financial Planning.
- Added an office in Sedona, AZ.
- Added an office in Summerville, GA.
- December 2025
- Added an office in Westwood, KS.
- Registered or notice-filed in IL, KS, MO.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Uptick Partners, LLC (CRD 324250): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/uptick-partners-llc-nacogdoches-tx-324250