United Advisor Group

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

See the firm's brochure (dated April 20, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$1,426,464,988 as of October 2026, filing dated April 20, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Portfolio management for businesses (other than small businesses) or institutional clients
• Selection of other advisers (including private fund managers)
• Educational seminars/workshops

Legal name

United Advisor Group, LLC

Also doing business as

ASCENSION FINANCIAL PARTNERS, BHT WEALTH MANAGEMENT, BOVE CONNOLLY TAYLOR FINANCIAL GROUP, CAPITAL T PARTNERS, COLLIER WEALTH & CO, CONFIDENCE FINANCIAL, DESERT GROVE INVESTMENTS, FLAT IRON WEALTH MANAGEMENT, FRONTLINE WEALTH CARE, FTACEK FINANCIAL SERVICES, INSIGHT WEALTH MANAGEMENT, IRONSIDE STRATEGIES, JOSEPH WEALTH FINANCIAL SERVICES, KO-ADVISORS, LEGACY WEALTH MANAGEMENT, INC., MIAMI VALLEY FINANCIAL PARTNERS, MICHIANA FINANCIAL PARTNERS, LLC DBA ZAYA WEALTH, MODERN WEALTH METHODS, MUSTARD MONEY, LLC, PLUM CREEK WEALTH ADVISORS, PQX PLANNING & WEALTH MANAGEMENT, RIGHTSELL & COMPANY, STRATEGIC FINANCIAL, TASIK FINANCIAL STRATEGIES, TREVINO FINANCIAL GROUP, WEALTH BY DESIGN, WEALTH SYNC PARTNERS

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2023 (3 years)

Employees

Total: 69. Performing investment advisory functions: 51.

Wrap fee program participation

No.

Custodians (Schedule D, Section 5.K(3))

Charles Schwab & Co., Inc.Goldman Sachs Custody SolutionsSEI Investments Distribution Co.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

22 other offices, as of the May 2026 filing

Atlanta, GABarigada Guam, HIBloomington, INCincinnati, OHDowners Grove, ILFranklin, TNGilbert, AZIdaho Falls, IDIndependence, OHJoliet, ILLiberty Twsp, OHMesa, AZMiamisburg, OHMilford, OHMorrow, OHOlmsted Falls, OHSouth Bend, INSpringfield, MOStafford, AZSurfside Beach, SCTampa, FLWaverly Hall, GA

States registered or notice-filed

37 states or jurisdictions

AKARAZCACOCTDCFLGAHIIDILINKSKYLAMAMDMIMNMONCNENHNJNYOHOKORPARISCTNTXUTVAWA

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

3 Reports 3 disclosure items on Form ADV Item 11. View on IAPD.

Questions answered yes on this filing

Regulatory matters Items 11.C to 11.G

• 11.D(2) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
• 11.D(5) Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
• 11.E(4) Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $203,750,000 in the October 2023 data and $1,426,464,988 in the October 2026 data, up 600%.

Total employees: 27 in October 2023 and 69 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. May 2026
   • Its Item 11 disclosure answers changed (now yes: 11.D(2); now no: 11.C(4)).
2. April 2026
   • No longer lists the business name Benefit Financial Services.
   • No longer lists the business name Vertical Wealth Planning.
   • No longer lists the business name Legacy Wealth Management.
   • No longer lists the business name Joseph Wealth Management.
   • No longer lists the business name Orcutt Companies.
   • Added the business name Joseph Wealth Financial Services.
   • Added the business name Collier Wealth & Co.
   • Item 11 disclosure answers changed: 3 yes answers, previously 2 (now yes: 11.E(4)).
   • Employees performing advisory functions went from 43 to 51.
   • Regulatory assets under management went from $1,091,628,945 to $1,426,464,988 (+31%).
   • Updated its list of owners and control persons (Schedule A).
3. March 2026
   • Registered or notice-filed in RI.
4. February 2026
   • Updated its list of owners and control persons (Schedule A).
5. December 2025
   • Added the business name BHT Wealth Management.
   • Added the business name Capital T Partners.
   • Added the business name Confidence Financial.
   • Added the business name Insight Wealth Management.
   • Added the business name Joseph Wealth Management.
   • Added the business name Michiana Financial Partners, LLC DBA Zaya Wealth.
   • Added the business name Modern Wealth Methods.
   • Added the business name Orcutt Companies.
   • Added the business name PQX Planning & Wealth Management.
   • Added the business name Tasik Financial Strategies.
   • Added the business name Trevino Financial Group.
   • Added the business name Wealth Sync Partners.
   • No longer lists the business name Murphy Financial Group.
   • No longer lists the business name RJ Beucler Financial.
   • No longer lists the business name Sorensen Financial.
   • No longer lists the business name Sunset Wealth Management.
   • Changed its office addresses in Stafford, AZ.
   • Added an office in Downers Grove, IL.
   • Added an office in South Bend, IN.
   • Added an office in Tampa, FL.
   • Added an office in Waverly Hall, GA.
   • No longer lists an office in Alexandria, VA.
   • No longer lists an office in Brighton, MI.
   • No longer lists an office in Castle Rock, CO.
   • No longer lists an office in Cincinnati, OH.
   • No longer lists an office in Myrtle Beach, SC.
   • No longer lists an office in Union, KY.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.