AdvisorCensus / Financial advisors / New York / New York / UAS Asset Management
UAS Asset Management
Filed as UAS ASSET MANAGEMENT · Legal name United American Securities, Inc.
UAS Asset Management is an SEC-registered investment advisory firm in New York, NY, registered since 1988, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 19, 2026.
Quick answers
From the filingHow is UAS Asset Management compensated?
On its Form ADV (Item 5.E, October 2026), UAS Asset Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
Where is UAS Asset Management located?
UAS Asset Management's principal office is in New York, NY, according to its Form ADV.
Is UAS Asset Management registered with the SEC or a state?
UAS Asset Management is an SEC-registered investment advisory firm, registered since 1988. Status as filed: Approved. CRD 21274.
How much does UAS Asset Management manage?
UAS Asset Management reports $493,027,562 in regulatory assets under management in its Form ADV filing dated May 19, 2026 (98% discretionary).
How have UAS Asset Management's assets and staff changed since 2021?
In the Form ADV data for UAS Asset Management: Regulatory assets under management: $393,007,982 in the October 2021 data and $493,027,562 in the October 2026 data, up 25%. Total employees: 6 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does UAS Asset Management serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (182); high net worth individuals (160); pension and profit sharing plans (but not the plan participants or government pension plans) (8).
Which custodians does UAS Asset Management use?
UAS Asset Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets.
Does UAS Asset Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/21274
What changed in UAS Asset Management's recent Form ADV filings?
In the June 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies. See the firm's brochure (dated May 19, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$493,027,562 as of October 2026, filing dated May 19, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Legal name
- United American Securities, Inc.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1988 (38 years)
- Employees
- Total: 6. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
12 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $493,027,562 | 6 | May 19, 2026 |
| October 2025 | $449,916,954 | 6 | July 22, 2025 |
| October 2024 | $413,944,149 | 5 | July 26, 2024 |
| October 2023 | $324,904,617 | 5 | April 18, 2023 |
| October 2022 | $488,110,721 | 6 | March 30, 2022 |
| October 2021 | $393,007,982 | 6 | April 8, 2021 |
Regulatory assets under management: $393,007,982 in the October 2021 data and $493,027,562 in the October 2026 data, up 25%.
Total employees: 6 in October 2021 and 6 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- June 2026
- Updated its list of owners and control persons (Schedule A).
- December 2025
- Registered or notice-filed in NH, VA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. UAS Asset Management (CRD 21274): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/uas-asset-management-new-york-ny-21274