AdvisorCensus / Financial advisors / Texas / Austin / Turner Capital Investments, LLC
Turner Capital Investments, LLC is an SEC-registered investment advisory firm in Austin, TX, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 24, 2026.
Quick answers
From the filingHow is Turner Capital Investments, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Turner Capital Investments, LLC reports these compensation arrangements: a percentage of assets under its management.
Where is Turner Capital Investments, LLC located?
Turner Capital Investments, LLC's principal office is in Austin, TX, according to its Form ADV.
Is Turner Capital Investments, LLC registered with the SEC or a state?
Turner Capital Investments, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 146134.
How much does Turner Capital Investments, LLC manage?
Turner Capital Investments, LLC reports $107,167,153 in regulatory assets under management in its Form ADV filing dated July 24, 2026 (100% discretionary).
How have Turner Capital Investments, LLC's assets and staff changed since 2021?
In the Form ADV data for Turner Capital Investments, LLC: Regulatory assets under management: $117,018,000 in the October 2021 data and $107,167,153 in the October 2026 data, down 8%. Total employees: 1 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Turner Capital Investments, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (190); high net worth individuals (143); other investment advisers (2).
Which custodians does Turner Capital Investments, LLC use?
Turner Capital Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Turner Capital Investments, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/146134
Does Turner Capital Investments, LLC state an account minimum?
Its Form ADV Part 2A brochure dated July 24, 2026 says: "A minimum of $250,000 of assets under management is generally required to open a relationship with TCI."
What changed in Turner Capital Investments, LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $127,824,174 to $107,167,153 (-16%). Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $250,000
The brochure's wording
A minimum of $250,000 of assets under management is generally required to open a relationship with TCI.
As stated in the firm's Form ADV Part 2A brochure dated July 24, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$107,167,153 as of October 2026, filing dated July 24, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (5 years)
- Employees
- Total: 4. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
29 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $107,167,153 | 4 | July 24, 2026 |
| October 2025 | $127,824,174 | 4 | June 17, 2025 |
| October 2024 | $106,873,897 | 4 | August 22, 2024 |
| October 2023 | $73,464,563 | 5 | September 1, 2023 |
| October 2022 | $113,613,743 | 5 | August 17, 2022 |
| October 2021 | $117,018,000 | 1 | August 19, 2021 |
Regulatory assets under management: $117,018,000 in the October 2021 data and $107,167,153 in the October 2026 data, down 8%.
Total employees: 1 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $127,824,174 to $107,167,153 (-16%).
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Turner Capital Investments, LLC (CRD 146134): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/turner-capital-investments-llc-austin-tx-146134