AdvisorCensus / Financial advisors / Arizona / Phoenix / Triton Wealth Management, PLLC
Triton Wealth Management, PLLC is an SEC-registered investment advisory firm in Sun City, AZ, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 9, 2026.
Quick answers
From the filingHow is Triton Wealth Management, PLLC compensated?
On its Form ADV (Item 5.E, October 2026), Triton Wealth Management, PLLC reports these compensation arrangements: a percentage of assets under its management.
How much does Triton Wealth Management, PLLC charge?
Its Form ADV Part 2A brochure dated July 9, 2026 states: Asset-based fee: up to 1.75% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Triton Wealth Management, PLLC located?
Triton Wealth Management, PLLC's principal office is in Sun City, AZ, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Triton Wealth Management, PLLC registered with the SEC or a state?
Triton Wealth Management, PLLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 291070.
How much does Triton Wealth Management, PLLC manage?
Triton Wealth Management, PLLC reports $405,097,587 in regulatory assets under management in its Form ADV filing dated July 9, 2026 (100% discretionary).
How have Triton Wealth Management, PLLC's assets and staff changed since 2021?
In the Form ADV data for Triton Wealth Management, PLLC: Regulatory assets under management: $285,113,532 in the October 2021 data and $405,097,587 in the October 2026 data, up 42%. Total employees: 7 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Triton Wealth Management, PLLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (706); high net worth individuals (147).
Which custodians does Triton Wealth Management, PLLC use?
Triton Wealth Management, PLLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Triton Wealth Management, PLLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/291070
What changed in Triton Wealth Management, PLLC's recent Form ADV filings?
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1.75% of assets a year (the maximum the brochure states)
The brochure's wording
The maximum annual fee charged for this service will not exceed 1.75%. Fees to be assessed will be outlined in the advisory agreement to be signed by the Client.
As stated in the firm's Form ADV Part 2A brochure dated July 9, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$405,097,587 as of October 2026, filing dated July 9, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2018 (7 years)
- Employees
- Total: 9. Performing investment advisory functions: 9.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the August 2026 filing
- States registered or notice-filed
-
17 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $405,097,587 | 9 | July 9, 2026 |
| October 2025 | $379,504,905 | 9 | June 27, 2025 |
| October 2024 | $307,333,786 | 8 | February 8, 2024 |
| October 2023 | $309,095,348 | 8 | March 3, 2023 |
| October 2022 | $360,853,531 | 7 | August 10, 2022 |
| October 2021 | $285,113,532 | 7 | February 22, 2021 |
Regulatory assets under management: $285,113,532 in the October 2021 data and $405,097,587 in the October 2026 data, up 42%.
Total employees: 7 in October 2021 and 9 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- August 2026
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Registered or notice-filed in IL, MI, OR.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Triton Wealth Management, PLLC (CRD 291070): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/triton-wealth-management-pllc-sun-city-az-291070