AdvisorCensus / Financial advisors / North Carolina / Raleigh / TRG Capital Management, Inc.
TRG Capital Management, Inc.
Filed as TRG CAPITAL MANAGEMENT, INC. · Legal name TRG Capital Management Incorporated
TRG Capital Management, Inc. is an SEC-registered investment advisory firm in Raleigh, NC, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 17, 2026.
Quick answers
From the filingHow is TRG Capital Management, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), TRG Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; performance-based fees.
Where is TRG Capital Management, Inc. located?
TRG Capital Management, Inc.'s principal office is in Raleigh, NC, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is TRG Capital Management, Inc. registered with the SEC or a state?
TRG Capital Management, Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 146674.
How much does TRG Capital Management, Inc. manage?
TRG Capital Management, Inc. reports $118,233,904 in regulatory assets under management in its Form ADV filing dated August 17, 2026 (100% discretionary).
What types of clients does TRG Capital Management, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (81); high net worth individuals (48); pooled investment vehicles (other than investment companies and business development companies) (1).
Which custodians does TRG Capital Management, Inc. use?
TRG Capital Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does TRG Capital Management, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/146674
Does TRG Capital Management, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated August 17, 2026 says: "TRG generally requires a minimum of $100,000 in investable assets for new client relationships."
What changed in TRG Capital Management, Inc.'s recent Form ADV filings?
In the August 2026 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $100,000
The brochure's wording
TRG generally requires a minimum of $100,000 in investable assets for new client relationships.
As stated in the firm's Form ADV Part 2A brochure dated August 17, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$118,233,904 as of October 2026, filing dated August 17, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Legal name
- TRG Capital Management Incorporated
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 5. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the September 2026 filing
- States registered or notice-filed
-
7 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- August 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. TRG Capital Management, Inc. (CRD 146674): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/trg-capital-management-inc-raleigh-nc-146674