AdvisorCensus / Financial advisors / Togwotee CIO
Togwotee CIO
Filed as TOGWOTEE CIO · Legal name Togwotee CIO, LLC
Togwotee CIO is an SEC-registered investment advisory firm, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 28, 2026.
Quick answers
From the filingHow is Togwotee CIO compensated?
On its Form ADV (Item 5.E, October 2026), Togwotee CIO reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Is Togwotee CIO registered with the SEC or a state?
Togwotee CIO is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 311981.
How much does Togwotee CIO manage?
Togwotee CIO reports $191,393,775 in regulatory assets under management in its Form ADV filing dated January 28, 2026 (100% discretionary).
How have Togwotee CIO's assets and staff changed since 2021?
In the Form ADV data for Togwotee CIO: Regulatory assets under management: $122,707,000 in the October 2021 data and $191,393,775 in the October 2026 data, up 56%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Togwotee CIO serve?
By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (13).
Which custodians does Togwotee CIO use?
Togwotee CIO's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Togwotee CIO report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/311981
Does Togwotee CIO state an account minimum?
Its Form ADV Part 2A brochure dated January 28, 2026 says: "The Advisor’s cumulative minimum account requirement for opening and maintaining an account is $10 million. However, based on facts and circumstances the Advisor may, at its sole discretion, accept accounts with a lower value."
What changed in Togwotee CIO's recent Form ADV filings?
In the February 2026 filing data: Regulatory assets under management went from $166,076,301 to $191,393,775 (+15%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $10,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
The Advisor’s cumulative minimum account requirement for opening and maintaining an account is $10 million. However, based on facts and circumstances the Advisor may, at its sole discretion, accept accounts with a lower value.
As stated in the firm's Form ADV Part 2A brochure dated January 28, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$191,393,775 as of October 2026, filing dated January 28, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Legal name
- Togwotee CIO, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (5 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $191,393,775 | 1 | January 28, 2026 |
| October 2025 | $166,076,301 | 1 | February 27, 2025 |
| October 2024 | $147,627,439 | 1 | January 17, 2024 |
| October 2023 | $140,197,994 | 1 | September 14, 2023 |
| October 2022 | $131,519,918 | 1 | January 20, 2022 |
| October 2021 | $122,707,000 | 1 | April 21, 2021 |
Regulatory assets under management: $122,707,000 in the October 2021 data and $191,393,775 in the October 2026 data, up 56%.
Total employees: 1 in October 2021 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- February 2026
- Regulatory assets under management went from $166,076,301 to $191,393,775 (+15%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Togwotee CIO (CRD 311981): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/togwotee-cio-311981