AdvisorCensus / Financial advisors / California / Los Angeles / Ticino Wealth
Ticino Wealth is an SEC-registered investment advisory firm in Mission Viejo, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 18, 2026.
Quick answers
From the filingHow is Ticino Wealth compensated?
On its Form ADV (Item 5.E, October 2026), Ticino Wealth reports these compensation arrangements: a percentage of assets under its management.
How much does Ticino Wealth charge?
Its Form ADV Part 2A brochure dated June 18, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Ticino Wealth located?
Ticino Wealth's principal office is in Mission Viejo, CA, according to its Form ADV.
Is Ticino Wealth registered with the SEC or a state?
Ticino Wealth is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335808.
How much does Ticino Wealth manage?
Ticino Wealth reports $400,242,629 in regulatory assets under management in its Form ADV filing dated June 18, 2026 (89% discretionary).
How have Ticino Wealth's assets and staff changed since 2025?
In the Form ADV data for Ticino Wealth: Total employees: 4 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Ticino Wealth serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (177); high net worth individuals (119).
Which custodians does Ticino Wealth use?
Ticino Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Wells Fargo Clearing Services, LLC as a custodian holding 10% or more of its separately managed account assets.
Does Ticino Wealth report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335808
Does Ticino Wealth state an account minimum?
Its Form ADV Part 2A brochure dated June 18, 2026 says: "An initial investment of at least $250,000 per household is generally required for investment advisory services. Ticino Wealth does not have an ongoing minimum account size. In our sole discretion, we may waive this minimum based on a client’s particular circumstances."
What changed in Ticino Wealth's recent Form ADV filings?
In the December 2025 filing data: Registered or notice-filed in AZ, IA, ID, LA, NC, SC, TX, UT, WA.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1.5% of assets a year (the maximum the brochure states)
The brochure's wording
Ticino Wealth offers investment and wealth management for an annual fee based on the amount of assets under the firm’s management/advisement. ... The maximum fee rate for new clients is as follows: Maximum Annual Advisory Fee 1.5%
Account minimum: $250,000 (the brochure says it may be waived or negotiated)
The brochure's wording
An initial investment of at least $250,000 per household is generally required for investment advisory services. Ticino Wealth does not have an ongoing minimum account size. In our sole discretion, we may waive this minimum based on a client’s particular circumstances.
As stated in the firm's Form ADV Part 2A brochure dated June 18, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$400,242,629 as of October 2026, filing dated June 18, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Legal name
- Ticino Wealth LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 4. Performing investment advisory functions: 2.
- Wrap fee program participation
- Yes.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
10 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $400,242,629 | 4 | June 18, 2026 |
| October 2025 | Not reported | 4 | May 23, 2025 |
Total employees: 4 in October 2025 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- December 2025
- Registered or notice-filed in AZ, IA, ID, LA, NC, SC, TX, UT, WA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Ticino Wealth (CRD 335808): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/ticino-wealth-mission-viejo-ca-335808