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Griffin Global Asset Management
Filed as GRIFFIN GLOBAL ASSET MANAGEMENT · Legal name Griffin Global Asset Management (advisor) LLC
Griffin Global Asset Management is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 4, 2026.
Quick answers
From the filingHow is Griffin Global Asset Management compensated?
On its Form ADV (Item 5.E, October 2026), Griffin Global Asset Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
What does Griffin Global Asset Management's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 0.75% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Griffin Global Asset Management located?
Griffin Global Asset Management's principal office is in Los Angeles, CA, according to its Form ADV.
Is Griffin Global Asset Management registered with the SEC or a state?
Griffin Global Asset Management is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 336578.
How much does Griffin Global Asset Management manage?
Griffin Global Asset Management reports $363,529,062 in regulatory assets under management in its Form ADV filing dated May 4, 2026 (100% discretionary).
How have Griffin Global Asset Management's assets and staff changed since 2025?
In the Form ADV data for Griffin Global Asset Management: Regulatory assets under management: $0 in the October 2025 data and $363,529,062 in the October 2026 data. Total employees: 7 in October 2025 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Griffin Global Asset Management serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5).
Does Griffin Global Asset Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/336578
What changed in Griffin Global Asset Management's recent Form ADV filings?
In the December 2025 filing data: Regulatory assets under management went from $0 to $358,489,807.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.75% to 1.5% a year (a range, as the brochure states it)
The brochure's wording
Management fees generally range from 0.75% to 1.5% per annum, depending on an investor’s level of commitment to the Fund.
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$363,529,062 as of October 2026, filing dated May 4, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Legal name
- Griffin Global Asset Management (advisor) LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 7. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $363,529,062 | 7 | May 4, 2026 |
| October 2025 | $0 | 7 | June 24, 2025 |
Regulatory assets under management: $0 in the October 2025 data and $363,529,062 in the October 2026 data.
Total employees: 7 in October 2025 and 7 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- December 2025
- Regulatory assets under management went from $0 to $358,489,807.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Griffin Global Asset Management (CRD 336578): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/griffin-global-asset-management-los-angeles-ca-336578