AdvisorCensus / Financial advisors / Texas / Houston / Threadgill Financial, LLC
Threadgill Financial, LLC is an SEC-registered investment advisory firm in The Woodlands, TX, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 31, 2026.
Quick answers
From the filingHow is Threadgill Financial, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Threadgill Financial, LLC reports these compensation arrangements: a percentage of assets under its management.
What does Threadgill Financial, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated July 31, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $10,000,000: 0.8% a year; $10,000,000 to $20,000,000: 0.5% a year; $20,000,000 to $40,000,000: 0.25% a year; Above $40,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Threadgill Financial, LLC located?
Threadgill Financial, LLC's principal office is in The Woodlands, TX, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Threadgill Financial, LLC registered with the SEC or a state?
Threadgill Financial, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 174865.
How much does Threadgill Financial, LLC manage?
Threadgill Financial, LLC reports $399,419,091 in regulatory assets under management in its Form ADV filing dated July 31, 2026 (100% discretionary).
How have Threadgill Financial, LLC's assets and staff changed since 2021?
In the Form ADV data for Threadgill Financial, LLC: Regulatory assets under management: $255,300,000 in the October 2021 data and $399,419,091 in the October 2026 data, up 56%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Threadgill Financial, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (235); high net worth individuals (146).
Which custodians does Threadgill Financial, LLC use?
Threadgill Financial, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Threadgill Financial, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/174865
Does Threadgill Financial, LLC state an account minimum?
Its Form ADV Part 2A brochure dated July 31, 2026 says: "Our minimum account opening balance is $500,000 which may be negotiable based upon certain circumstances."
What changed in Threadgill Financial, LLC's recent Form ADV filings?
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,000,000 | 1% |
| $1,000,000 to $10,000,000 | 0.8% |
| $10,000,000 to $20,000,000 | 0.5% |
| $20,000,000 to $40,000,000 | 0.25% |
| Above $40,000,000 | See the brochure |
The brochure's wording
1% Under $1 Million 0.80% 1-$10 Million 0.50% Next $10 Million 0.25% Next $20 Million
The fee listed above is the annual cost. Fees are billed quarterly in arrears and are calculated based on account balances for the preceding quarter.
The fee shown above is an annual fee and may be negotiable based upon certain circumstances.
Account minimum: $500,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Our minimum account opening balance is $500,000 which may be negotiable based upon certain circumstances.
As stated in the firm's Form ADV Part 2A brochure dated July 31, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$399,419,091 as of October 2026, filing dated July 31, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2018 (8 years)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the August 2026 filing
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $399,419,091 | 3 | July 31, 2026 |
| October 2025 | $376,136,246 | 2 | February 18, 2025 |
| October 2024 | $325,004,192 | 3 | August 14, 2024 |
| October 2023 | $283,898,008 | 2 | January 4, 2023 |
| October 2022 | $298,485,287 | 2 | January 18, 2022 |
| October 2021 | $255,300,000 | 2 | September 15, 2021 |
Regulatory assets under management: $255,300,000 in the October 2021 data and $399,419,091 in the October 2026 data, up 56%.
Total employees: 2 in October 2021 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- August 2026
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Threadgill Financial, LLC (CRD 174865): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/threadgill-financial-llc-the-woodlands-tx-174865