AdvisorCensus / Financial advisors / Missouri / St. Louis / The Worley Banks Group, LLC
The Worley Banks Group, LLC is an SEC-registered investment advisory firm in Creve Coeur, MO, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 27, 2026.
Quick answers
From the filingHow is The Worley Banks Group, LLC compensated?
On its Form ADV (Item 5.E, October 2026), The Worley Banks Group, LLC reports these compensation arrangements: a percentage of assets under its management.
Where is The Worley Banks Group, LLC located?
The Worley Banks Group, LLC's principal office is in Creve Coeur, MO, according to its Form ADV.
Is The Worley Banks Group, LLC registered with the SEC or a state?
The Worley Banks Group, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 306890.
How much does The Worley Banks Group, LLC manage?
The Worley Banks Group, LLC reports $184,298,039 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (100% discretionary).
How have The Worley Banks Group, LLC's assets and staff changed since 2021?
In the Form ADV data for The Worley Banks Group, LLC: Regulatory assets under management: $160,045,000 in the October 2021 data and $184,298,039 in the October 2026 data, up 15%. Total employees: 5 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does The Worley Banks Group, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (614); high net worth individuals (135).
Which custodians does The Worley Banks Group, LLC use?
The Worley Banks Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does The Worley Banks Group, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306890
Does The Worley Banks Group, LLC state an account minimum?
Its Form ADV Part 2A brochure dated February 27, 2026 says: "WBG offers investment advisory services to individuals, high net worth individuals and broker/dealers. There is a $5,000 minimum account size to open and maintain an advisory account."
What changed in The Worley Banks Group, LLC's recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $164,548,233 to $184,298,039 (+12%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $5,000
The brochure's wording
WBG offers investment advisory services to individuals, high net worth individuals and broker/dealers. There is a $5,000 minimum account size to open and maintain an advisory account.
As stated in the firm's Form ADV Part 2A brochure dated February 27, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$184,298,039 as of October 2026, filing dated February 27, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2020 (6 years)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $184,298,039 | 3 | February 27, 2026 |
| October 2025 | $164,548,233 | 3 | February 26, 2025 |
| October 2024 | $142,713,923 | 4 | March 20, 2024 |
| October 2023 | $188,218,833 | 3 | March 15, 2023 |
| October 2022 | $182,530,752 | 5 | June 8, 2022 |
| October 2021 | $160,045,000 | 5 | January 19, 2021 |
Regulatory assets under management: $160,045,000 in the October 2021 data and $184,298,039 in the October 2026 data, up 15%.
Total employees: 5 in October 2021 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $164,548,233 to $184,298,039 (+12%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. The Worley Banks Group, LLC (CRD 306890): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/the-worley-banks-group-llc-creve-coeur-mo-306890