AdvisorCensus / Financial advisors / Illinois / Chicago / The Nestegg Group, Inc.
The Nestegg Group, Inc. is an SEC-registered investment advisory firm in Lincolnwood, IL, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 2, 2026.
Quick answers
From the filingHow is The Nestegg Group, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), The Nestegg Group, Inc. reports these compensation arrangements: a percentage of assets under its management.
What does The Nestegg Group, Inc.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated March 16, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $2,000,000: 0.75% a year; Above $2,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is The Nestegg Group, Inc. located?
The Nestegg Group, Inc.'s principal office is in Lincolnwood, IL, according to its Form ADV.
Is The Nestegg Group, Inc. registered with the SEC or a state?
The Nestegg Group, Inc. is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 118419.
How much does The Nestegg Group, Inc. manage?
The Nestegg Group, Inc. reports $331,028,505 in regulatory assets under management in its Form ADV filing dated September 2, 2026 (100% discretionary).
How have The Nestegg Group, Inc.'s assets and staff changed since 2021?
In the Form ADV data for The Nestegg Group, Inc.: Regulatory assets under management: $205,514,986 in the October 2021 data and $331,028,505 in the October 2026 data, up 61%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does The Nestegg Group, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (122); high net worth individuals (65).
Which custodians does The Nestegg Group, Inc. use?
The Nestegg Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does The Nestegg Group, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118419
What changed in The Nestegg Group, Inc.'s recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $268,599,124 to $331,028,505 (+23%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,000,000 | 1% |
| $1,000,000 to $2,000,000 | 0.75% |
| Above $2,000,000 | 0.5% |
The brochure's wording
The Registrant’s annual investment advisory fee is based upon a percentage (%) of the market value of the assets placed under the Registrant’s management on a stepped up basis as follows: Account Size Annual Fee First 1,000,000 1.00% Next 1,000,000 0.75% Over 2,000,000 0.50%
As stated in the firm's Form ADV Part 2A brochure dated March 16, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$331,028,505 as of October 2026, filing dated September 2, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2006 (19 years)
- Employees
- Total: 3. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
9 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $331,028,505 | 3 | September 2, 2026 |
| October 2025 | $268,599,124 | 3 | March 17, 2025 |
| October 2024 | $231,344,399 | 3 | March 15, 2024 |
| October 2023 | $221,945,828 | 3 | March 3, 2023 |
| October 2022 | $248,830,272 | 3 | March 18, 2022 |
| October 2021 | $205,514,986 | 3 | March 16, 2021 |
Regulatory assets under management: $205,514,986 in the October 2021 data and $331,028,505 in the October 2026 data, up 61%.
Total employees: 3 in October 2021 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $268,599,124 to $331,028,505 (+23%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. The Nestegg Group, Inc. (CRD 118419): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/the-nestegg-group-inc-lincolnwood-il-118419