AdvisorCensus / Financial advisors / The Mass Group
The Mass Group is an SEC-registered investment advisory firm in Dubai, United Arab Emirates, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.
Quick answers
From the filingHow is The Mass Group compensated?
On its Form ADV (Item 5.E, October 2026), The Mass Group reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.
How much does The Mass Group charge?
Its Form ADV Part 2A brochure dated March 30, 2026 states: Flat fee: $750 to $10,000 (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is The Mass Group located?
The Mass Group's principal office is in Dubai, United Arab Emirates, according to its Form ADV.
Is The Mass Group registered with the SEC or a state?
The Mass Group is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 330425.
How much does The Mass Group manage?
The Mass Group reports $44,017,712 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (0% discretionary).
How have The Mass Group's assets and staff changed since 2024?
In the Form ADV data for The Mass Group: Regulatory assets under management: $0 in the October 2024 data and $44,017,712 in the October 2026 data. Total employees: 2 in October 2024 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does The Mass Group serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (69); individuals (other than high net worth individuals) (12).
Which custodians does The Mass Group use?
The Mass Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Interactive Brokers LLC as custodians holding 10% or more of its separately managed account assets.
Does The Mass Group report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/330425
Does The Mass Group state an account minimum?
Its Form ADV Part 2A brochure dated March 30, 2026 says: "Our firm does not require a minimum account balance to engage in services with Mass Group."
What changed in The Mass Group's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $29,163,342 to $44,017,712 (+51%). Registered or notice-filed in CA, CO, FL, LA, NY.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: None
The brochure's wording
Our firm does not require a minimum account balance to engage in services with Mass Group.
Flat fee: $750 to $10,000 (financial planning services)
The brochure's wording
Our Firm provides financial planning services under a fixed fee arrangement. This arrangement charges a mutually agreed-upon fee for financial planning services. There is a range in the amount of the fixed fee charged by our Firm for financial planning services. The minimum fee is $750, and the maximum fixed fee is $10,000
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$44,017,712 as of October 2026, filing dated March 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- The Mass Group L.L.C-FZ
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (2 years)
- Employees
- Total: 7. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
6 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $44,017,712 | 7 | March 30, 2026 |
| October 2025 | $29,163,342 | 6 | June 3, 2025 |
| October 2024 | $0 | 2 | June 6, 2024 |
Regulatory assets under management: $0 in the October 2024 data and $44,017,712 in the October 2026 data.
Total employees: 2 in October 2024 and 7 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $29,163,342 to $44,017,712 (+51%).
- Registered or notice-filed in CA, CO, FL, LA, NY.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. The Mass Group (CRD 330425): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/the-mass-group-dubai-330425