AdvisorCensus / Financial advisors / Arizona / Tucson / TCI Wealth Advisors, Inc.
TCI Wealth Advisors, Inc. is an SEC-registered investment advisory firm in Tucson, AZ, registered since 1990, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 27, 2026.
Quick answers
From the filingHow is TCI Wealth Advisors, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), TCI Wealth Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
How much does TCI Wealth Advisors, Inc. charge?
Its Form ADV Part 2A brochure dated March 4, 2026 states: Flat fee: $500 to $1,500 (financial planning and consulting services (stand-alone)); Hourly rate: $150 to $250 an hour (financial planning and consulting services (stand-alone)). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is TCI Wealth Advisors, Inc. located?
TCI Wealth Advisors, Inc.'s principal office is in Tucson, AZ, according to its Form ADV; the September 2026 filing also lists 4 other offices (Schedule D, Section 1.F).
Is TCI Wealth Advisors, Inc. registered with the SEC or a state?
TCI Wealth Advisors, Inc. is an SEC-registered investment advisory firm, registered since 1990. Status as filed: Approved. CRD 107373.
How much does TCI Wealth Advisors, Inc. manage?
TCI Wealth Advisors, Inc. reports $5,368,062,519 in regulatory assets under management in its Form ADV filing dated August 27, 2026 (100% discretionary).
How have TCI Wealth Advisors, Inc.'s assets and staff changed since 2021?
In the Form ADV data for TCI Wealth Advisors, Inc.: Regulatory assets under management: $3,182,065,274 in the October 2021 data and $5,368,062,519 in the October 2026 data, up 69%. Total employees: 55 in October 2021 and 72 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does TCI Wealth Advisors, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,899); high net worth individuals (1,290); pension and profit sharing plans (but not the plan participants or government pension plans) (49).
Which custodians does TCI Wealth Advisors, Inc. use?
TCI Wealth Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does TCI Wealth Advisors, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107373
What changed in TCI Wealth Advisors, Inc.'s recent Form ADV filings?
In the May 2026 filing data: Employees performing advisory functions went from 43 to 45. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Flat fee: $500 to $1,500 (financial planning and consulting services (stand-alone))
The brochure's wording
Registrant’s planning and consulting fees are negotiable, but generally range from $500 to $1,500 on a fixed fee basis
Hourly rate: $150 to $250 an hour (financial planning and consulting services (stand-alone))
The brochure's wording
and from $150 to $250 on an hourly rate basis, depending upon the level and scope of the service(s) required and the professional(s) rendering the service(s).
As stated in the firm's Form ADV Part 2A brochure dated March 4, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$5,368,062,519 as of October 2026, filing dated August 27, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1990 (36 years)
- Employees
- Total: 72. Performing investment advisory functions: 45.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
4 other offices, as of the September 2026 filing
- States registered or notice-filed
-
38 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $5,368,062,519 | 72 | August 27, 2026 |
| October 2025 | $4,527,183,704 | 61 | July 10, 2025 |
| October 2024 | $4,091,666,732 | 53 | August 29, 2024 |
| October 2023 | $3,431,526,695 | 54 | June 5, 2023 |
| October 2022 | $3,764,466,869 | 55 | July 29, 2022 |
| October 2021 | $3,182,065,274 | 55 | March 30, 2021 |
Regulatory assets under management: $3,182,065,274 in the October 2021 data and $5,368,062,519 in the October 2026 data, up 69%.
Total employees: 55 in October 2021 and 72 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- May 2026
- Employees performing advisory functions went from 43 to 45.
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Employees performing advisory functions went from 39 to 43.
- Regulatory assets under management went from $4,527,183,704 to $5,368,062,519 (+19%).
- Updated its list of owners and control persons (Schedule A).
- March 2026
- Registered or notice-filed in KY, VT.
- January 2026
- No longer registered or notice-filed in AL, AR.
- December 2025
- Employees performing advisory functions went from 40 to 39.
- Registered or notice-filed in ME.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. TCI Wealth Advisors, Inc. (CRD 107373): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/tci-wealth-advisors-inc-tucson-az-107373