AdvisorCensus / Financial advisors / New York / New York / Taurus Financial
Taurus Financial is an SEC-registered investment advisory firm in Jersey City, NJ, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 2, 2026.
Quick answers
From the filingHow is Taurus Financial compensated?
On its Form ADV (Item 5.E, October 2026), Taurus Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
How much does Taurus Financial charge?
Its Form ADV Part 2A brochure dated May 20, 2026 states: Flat fee: $1,100 to $2,000 (creating client financial plans). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Taurus Financial located?
Taurus Financial's principal office is in Jersey City, NJ, according to its Form ADV.
Is Taurus Financial registered with the SEC or a state?
Taurus Financial is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 335067.
How much does Taurus Financial manage?
Taurus Financial reports $162,463,905 in regulatory assets under management in its Form ADV filing dated September 2, 2026 (62% discretionary).
What types of clients does Taurus Financial serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (87); pension and profit sharing plans (but not the plan participants or government pension plans) (33); corporations or other businesses not listed above (4).
Which custodians does Taurus Financial use?
Taurus Financial's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and LPL Financial LLC as custodians holding 10% or more of its separately managed account assets.
Does Taurus Financial report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335067
Does Taurus Financial state an account minimum?
Its Form ADV Part 2A brochure dated May 20, 2026 says: "There is no account minimum for any of Taurus’s services."
What changed in Taurus Financial's recent Form ADV filings?
In the June 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $106,387,562 to $162,463,905 (+53%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: None
The brochure's wording
There is no account minimum for any of Taurus’s services.
Flat fee: $1,100 to $2,000 (creating client financial plans)
The brochure's wording
Taurus offers four financial planning packages and the negotiated one-time fixed rates for creating client financial plans is between $1,100 and $2,000.
As stated in the firm's Form ADV Part 2A brochure dated May 20, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$162,463,905 as of October 2026, filing dated September 2, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Taurus Financial LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 3. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
7 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- June 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $106,387,562 to $162,463,905 (+53%).
- February 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Taurus Financial (CRD 335067): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/taurus-financial-jersey-city-nj-335067