AdvisorCensus / Financial advisors / Pennsylvania / Philadelphia / TA Capital Management, LLC
TA Capital Management, LLC is an SEC-registered investment advisory firm in Sewell, NJ, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.
Quick answers
From the filingHow is TA Capital Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), TA Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management.
What does TA Capital Management, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 26, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is TA Capital Management, LLC located?
TA Capital Management, LLC's principal office is in Sewell, NJ, according to its Form ADV.
Is TA Capital Management, LLC registered with the SEC or a state?
TA Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 169326.
How much does TA Capital Management, LLC manage?
TA Capital Management, LLC reports $438,908,484 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (24% discretionary).
How have TA Capital Management, LLC's assets and staff changed since 2021?
In the Form ADV data for TA Capital Management, LLC: Regulatory assets under management: $190,424,266 in the October 2021 data and $438,908,484 in the October 2026 data, up 130%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does TA Capital Management, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (54); individuals (other than high net worth individuals) (36); charitable organizations (11).
Which custodians does TA Capital Management, LLC use?
TA Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Distributors Company LLC as custodians holding 10% or more of its separately managed account assets.
Does TA Capital Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169326
Does TA Capital Management, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 26, 2026 says: "TA Capital Management requires a minimum of $100,000 in order to open an account. To reach this account minimum, clients can aggregate all household accounts. Exceptions may be granted to this minimum for at the discretion of a client’s investment adviser representative and the Chief Compliance Officer."
What changed in TA Capital Management, LLC's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $343,859,144 to $438,908,484 (+28%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 1% of assets a year
The brochure's wording
The annual fee for asset management services is typically 1.00%. However, fees charged for our services are negotiable based on the investment adviser representative providing the services, the complexity of the client's situation, the composition of the client's account
Account minimum: $100,000 (the brochure says it may be waived or negotiated)
The brochure's wording
TA Capital Management requires a minimum of $100,000 in order to open an account. To reach this account minimum, clients can aggregate all household accounts. Exceptions may be granted to this minimum for at the discretion of a client’s investment adviser representative and the Chief Compliance Officer.
As stated in the firm's Form ADV Part 2A brochure dated March 26, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$438,908,484 as of October 2026, filing dated March 26, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2013 (12 years)
- Employees
- Total: 4. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $438,908,484 | 4 | March 26, 2026 |
| October 2025 | $343,859,144 | 3 | March 28, 2025 |
| October 2024 | $302,593,737 | 3 | April 26, 2024 |
| October 2023 | $250,174,772 | 3 | March 29, 2023 |
| October 2022 | $283,005,406 | 3 | March 30, 2022 |
| October 2021 | $190,424,266 | 3 | March 30, 2021 |
Regulatory assets under management: $190,424,266 in the October 2021 data and $438,908,484 in the October 2026 data, up 130%.
Total employees: 3 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 3 to 4.
- Regulatory assets under management went from $343,859,144 to $438,908,484 (+28%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. TA Capital Management, LLC (CRD 169326): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/ta-capital-management-llc-sewell-nj-169326