AdvisorCensus / Financial advisors / Missouri / St. Louis / Sunpointe Investments
Sunpointe Investments is an SEC-registered investment advisory firm in St. Louis, MO, registered since 2020, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 10, 2026.
Quick answers
From the filingHow is Sunpointe Investments compensated?
On its Form ADV (Item 5.E, October 2026), Sunpointe Investments reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
How much does Sunpointe Investments charge?
Its Form ADV Part 2A brochure dated July 10, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Sunpointe Investments located?
Sunpointe Investments' principal office is in St. Louis, MO, according to its Form ADV.
Is Sunpointe Investments registered with the SEC or a state?
Sunpointe Investments is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 282505.
How much does Sunpointe Investments manage?
Sunpointe Investments reports $790,729,786 in regulatory assets under management in its Form ADV filing dated July 10, 2026 (82% discretionary).
How have Sunpointe Investments' assets and staff changed since 2021?
In the Form ADV data for Sunpointe Investments: Regulatory assets under management: $140,284,704 in the October 2021 data and $790,729,786 in the October 2026 data, up 464%. Total employees: 8 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Sunpointe Investments serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (169); individuals (other than high net worth individuals) (140).
Which custodians does Sunpointe Investments use?
Sunpointe Investments' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing LLC as custodians holding 10% or more of its separately managed account assets.
Does Sunpointe Investments report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282505
Does Sunpointe Investments state an account minimum?
Its Form ADV Part 2A brochure dated July 10, 2026 says: "Sunpointe generally requires a minimum relationship size of $500,000, which may be reduced at the sole discretion of the Advisor."
What changed in Sunpointe Investments' recent Form ADV filings?
In the August 2026 filing data: No longer lists an office in Portsmouth, NH.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1.5% of assets a year (the maximum the brochure states)
The brochure's wording
Investment advisory fees are based on the market value of assets under management at the end of the prior calendar quarter. Investment advisory fees range up to 1.50%.
Sunpointe offers investment management services for assets under management and investment consulting services for assets under advisement for a fixed engagement fee ranging from $20,000 to $600,000 per year, charged quarterly.
Account minimum: $500,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Sunpointe generally requires a minimum relationship size of $500,000, which may be reduced at the sole discretion of the Advisor.
As stated in the firm's Form ADV Part 2A brochure dated July 10, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$790,729,786 as of October 2026, filing dated July 10, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Sunpointe, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2020 (6 years)
- Employees
- Total: 17. Performing investment advisory functions: 11.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
14 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $790,729,786 | 17 | July 10, 2026 |
| October 2025 | $559,202,794 | 16 | May 29, 2025 |
| October 2024 | $369,064,923 | 13 | September 5, 2024 |
| October 2023 | $314,506,325 | 12 | March 24, 2023 |
| October 2022 | $230,979,397 | 9 | September 22, 2022 |
| October 2021 | $140,284,704 | 8 | August 31, 2021 |
Regulatory assets under management: $140,284,704 in the October 2021 data and $790,729,786 in the October 2026 data, up 464%.
Total employees: 8 in October 2021 and 17 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- August 2026
- No longer lists an office in Portsmouth, NH.
- March 2026
- Employees performing advisory functions went from 9 to 11.
- Regulatory assets under management went from $559,202,794 to $790,729,786 (+41%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Sunpointe Investments (CRD 282505): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/sunpointe-investments-st-louis-mo-282505