AdvisorCensus / Financial advisors / Stonekeep Investments, LLC
Stonekeep Investments, LLC is an SEC-registered investment advisory firm, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.
Quick answers
From the filingHow is Stonekeep Investments, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Stonekeep Investments, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.
How much does Stonekeep Investments, LLC charge?
Its Form ADV Part 2A brochure dated March 20, 2026 states: Up to $1,000,000: 1.25% a year; Above $1,000,000: 0.5% a year; Hourly rate: $200 an hour (Financial Planning Services). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Is Stonekeep Investments, LLC registered with the SEC or a state?
Stonekeep Investments, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 306144.
How much does Stonekeep Investments, LLC manage?
Stonekeep Investments, LLC reports $169,575,000 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary).
How have Stonekeep Investments, LLC's assets and staff changed since 2023?
In the Form ADV data for Stonekeep Investments, LLC: Regulatory assets under management: $142,700,000 in the October 2023 data and $169,575,000 in the October 2026 data, up 19%. Total employees: 2 in October 2023 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Stonekeep Investments, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (87); high net worth individuals (23); corporations or other businesses not listed above (3).
Which custodians does Stonekeep Investments, LLC use?
Stonekeep Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist, Charles Schwab & Co., Inc. and MY529 as custodians holding 10% or more of its separately managed account assets.
Does Stonekeep Investments, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306144
Does Stonekeep Investments, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 20, 2026 says: "Stonekeep does not require a minimum to open an account."
What changed in Stonekeep Investments, LLC's recent Form ADV filings?
In the February 2026 filing data: Regulatory assets under management went from $148,975,000 to $169,575,000 (+14%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,000,000 | 1.25% |
| Above $1,000,000 | 0.5% |
The brochure's wording
Stonekeep charges an annual investment advisory fee based on the total assets under management as follows: Assets Under Management Annualized Fee Monthly Fee Quarterly Fee First $0 - $1,000,000 1.25%
All Assets Above $1,000,000 0.50%
The annual fee may be negotiable based upon certain criteria (e.g., historical relationship, type of assets, anticipated future earning capacity, anticipated future additional assets, dollar amounts of assets to be managed, related accounts, account composition, negotiations with Clients, etc.).
Account minimum: None
The brochure's wording
Stonekeep does not require a minimum to open an account.
Hourly rate: $200 an hour (Financial Planning Services)
The brochure's wording
Financial Planning Services are offered based on an hourly fee of $200 per hour.
As stated in the firm's Form ADV Part 2A brochure dated March 20, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$169,575,000 as of October 2026, filing dated March 20, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2023 (3 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
5 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $169,575,000 | 2 | March 20, 2026 |
| October 2025 | $148,975,000 | 2 | March 31, 2025 |
| October 2024 | $137,850,000 | 2 | August 23, 2024 |
| October 2023 | $142,700,000 | 2 | September 7, 2023 |
Regulatory assets under management: $142,700,000 in the October 2023 data and $169,575,000 in the October 2026 data, up 19%.
Total employees: 2 in October 2023 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- February 2026
- Regulatory assets under management went from $148,975,000 to $169,575,000 (+14%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Stonekeep Investments, LLC (CRD 306144): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/stonekeep-investments-llc-306144