AdvisorCensus / Financial advisors / Texas / San Antonio / Southwestern Money Management LLC
Southwestern Money Management LLC is an SEC-registered investment advisory firm in San Antonio, TX, registered since 2019, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.
Quick answers
From the filingHow is Southwestern Money Management LLC compensated?
On its Form ADV (Item 5.E, October 2026), Southwestern Money Management LLC reports these compensation arrangements: a percentage of assets under its management.
Where is Southwestern Money Management LLC located?
Southwestern Money Management LLC's principal office is in San Antonio, TX, according to its Form ADV.
Is Southwestern Money Management LLC registered with the SEC or a state?
Southwestern Money Management LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 304033.
How much does Southwestern Money Management LLC manage?
Southwestern Money Management LLC reports $48,349,956 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).
How have Southwestern Money Management LLC's assets and staff changed since 2021?
In the Form ADV data for Southwestern Money Management LLC: Regulatory assets under management: $1,570,270 in the October 2022 data and $48,349,956 in the October 2026 data, up 2979%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Southwestern Money Management LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (19).
Does Southwestern Money Management LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304033
Does Southwestern Money Management LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 30, 2026 says: "There is no minimum account value or annual fee."
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: None
The brochure's wording
There is no minimum account value or annual fee.
Minimum annual fee: None
The brochure's wording
There are no minimum fees assessed to an account.
There is no minimum account value or annual fee.
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$48,349,956 as of October 2026, filing dated March 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2019 (7 years)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $48,349,956 | 3 | March 30, 2026 |
| October 2025 | $45,378,676 | 3 | March 25, 2025 |
| October 2024 | $40,066,715 | 3 | March 28, 2024 |
| October 2023 | $2,162,205 | 3 | March 31, 2023 |
| October 2022 | $1,570,270 | 3 | March 30, 2022 |
| October 2021 | Not reported | 3 | March 31, 2021 |
Regulatory assets under management: $1,570,270 in the October 2022 data and $48,349,956 in the October 2026 data, up 2979%.
Total employees: 3 in October 2021 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Southwestern Money Management LLC (CRD 304033): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/southwestern-money-management-llc-san-antonio-tx-304033