AdvisorCensus / Financial advisors / Texas / San Antonio / Texas Financial Advisory
Texas Financial Advisory
Filed as TEXAS FINANCIAL ADVISORY · Legal name Queen B Advisors, LLC
Texas Financial Advisory is an SEC-registered investment advisory firm in San Antonio, TX, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated December 22, 2024.
Quick answers
From the filingHow is Texas Financial Advisory compensated?
On its Form ADV (Item 5.E, October 2026), Texas Financial Advisory reports these compensation arrangements: a percentage of assets under its management; hourly charges.
Where is Texas Financial Advisory located?
Texas Financial Advisory's principal office is in San Antonio, TX, according to its Form ADV.
Is Texas Financial Advisory registered with the SEC or a state?
Texas Financial Advisory is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 306413.
How much does Texas Financial Advisory manage?
Texas Financial Advisory reports $117,865,342 in regulatory assets under management in its Form ADV filing dated December 22, 2024 (0% discretionary).
How have Texas Financial Advisory's assets and staff changed since 2023?
In the Form ADV data for Texas Financial Advisory: Regulatory assets under management: $103,568,718 in the October 2023 data and $117,865,342 in the October 2026 data, up 14%. Total employees: 4 in October 2023 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Texas Financial Advisory serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (600); high net worth individuals (16); corporations or other businesses not listed above (4).
Does Texas Financial Advisory report any disciplinary disclosures?
Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted), 11.D(4) (another regulator's order in the past ten years), and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306413
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$117,865,342 as of October 2026, filing dated December 22, 2024.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- Queen B Advisors, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2023 (3 years)
- Employees
- Total: 7. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 115 Reports 5 disclosure items on Form ADV Item 11. View on IAPD.
Questions answered yes on this filing
Regulatory matters Items 11.C to 11.G
- 11.D(1) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(3) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?
- 11.D(4) In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.D(5) Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $117,865,342 | 7 | December 22, 2024 |
| October 2025 | $117,865,342 | 7 | December 22, 2024 |
| October 2024 | $117,865,342 | 7 | August 14, 2024 |
| October 2023 | $103,568,718 | 4 | August 8, 2023 |
Regulatory assets under management: $103,568,718 in the October 2023 data and $117,865,342 in the October 2026 data, up 14%.
Total employees: 4 in October 2023 and 7 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Texas Financial Advisory (CRD 306413): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/texas-financial-advisory-san-antonio-tx-306413