AdvisorCensus / Financial advisors / Washington / Olympia / Soundview Advisors
Soundview Advisors
Filed as SOUNDVIEW ADVISORS · Legal name Soundview Advisors, Inc.
Soundview Advisors is an SEC-registered investment advisory firm in Olympia, WA, registered since 2008, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.
Quick answers
From the filingHow is Soundview Advisors compensated?
On its Form ADV (Item 5.E, October 2026), Soundview Advisors reports these compensation arrangements: a percentage of assets under its management.
What does Soundview Advisors' brochure say about its fees?
Its Form ADV Part 2A brochure dated March 24, 2026 states: Up to $750,000: 1.25% a year; $750,000 to $3,000,000: 0.75% a year; $3,000,001 to $10,000,000: 0.5% a year; Above $10,000,001: 0.4% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Soundview Advisors located?
Soundview Advisors' principal office is in Olympia, WA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Soundview Advisors registered with the SEC or a state?
Soundview Advisors is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 114437.
How much does Soundview Advisors manage?
Soundview Advisors reports $387,237,483 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).
How have Soundview Advisors' assets and staff changed since 2021?
In the Form ADV data for Soundview Advisors: Regulatory assets under management: $282,816,290 in the October 2021 data and $387,237,483 in the October 2026 data, up 37%. Total employees: 11 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Soundview Advisors serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (112); individuals (other than high net worth individuals) (77); charitable organizations (1).
Which custodians does Soundview Advisors use?
Soundview Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing Advisor Solutions LLC as custodians holding 10% or more of its separately managed account assets.
Does Soundview Advisors report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/114437
Does Soundview Advisors state an account minimum?
Its Form ADV Part 2A brochure dated March 24, 2026 says: "SoundView Advisors does not have an account minimum. However, our minimum fee is usually appropriate only for clients with significant assets and/or income."
What changed in Soundview Advisors' recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 5 to 6. Registered or notice-filed in CA.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $750,000 | 1.25% |
| $750,000 to $3,000,000 | 0.75% |
| $3,000,001 to $10,000,000 | 0.5% |
| Above $10,000,001 | 0.4% |
The brochure's wording
The annual retainer fee schedule for advisory services is: Assets Under Management Annual Fee (%) Less than $750,000 1.25% Next $750,000 to $3,000,000 0.75% Next $3,000,001 to $10,000,000
Next $10,000,001 and above 0.50% 0.40%
Account minimum: None
The brochure's wording
SoundView Advisors does not have an account minimum. However, our minimum fee is usually appropriate only for clients with significant assets and/or income.
As stated in the firm's Form ADV Part 2A brochure dated March 24, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$387,237,483 as of October 2026, filing dated March 24, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Soundview Advisors, Inc.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2008 (18 years)
- Employees
- Total: 11. Performing investment advisory functions: 6.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the April 2026 filing
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $387,237,483 | 11 | March 24, 2026 |
| October 2025 | $408,102,245 | 11 | March 13, 2025 |
| October 2024 | $345,118,545 | 11 | March 4, 2024 |
| October 2023 | $290,771,258 | 12 | March 9, 2023 |
| October 2022 | $314,432,923 | 12 | March 21, 2022 |
| October 2021 | $282,816,290 | 11 | March 11, 2021 |
Regulatory assets under management: $282,816,290 in the October 2021 data and $387,237,483 in the October 2026 data, up 37%.
Total employees: 11 in October 2021 and 11 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 5 to 6.
- Registered or notice-filed in CA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Soundview Advisors (CRD 114437): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/soundview-advisors-olympia-wa-114437