AdvisorCensus / Financial advisors / Florida / Tampa / Solist Financial
Solist Financial is an SEC-registered investment advisory firm in Tampa, FL, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 3, 2026.
Quick answers
From the filingHow is Solist Financial compensated?
On its Form ADV (Item 5.E, October 2026), Solist Financial reports these compensation arrangements: a percentage of assets under its management.
Where is Solist Financial located?
Solist Financial's principal office is in Tampa, FL, according to its Form ADV.
Is Solist Financial registered with the SEC or a state?
Solist Financial is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 329317.
How much does Solist Financial manage?
Solist Financial reports $130,131,318 in regulatory assets under management in its Form ADV filing dated August 3, 2026 (100% discretionary).
How have Solist Financial's assets and staff changed since 2024?
In the Form ADV data for Solist Financial: Regulatory assets under management: $0 in the October 2024 data and $130,131,318 in the October 2026 data. Total employees: 2 in October 2024 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Solist Financial serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (43); high net worth individuals (41); corporations or other businesses not listed above (2).
Which custodians does Solist Financial use?
Solist Financial's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Gemini Trust Company, LLC as custodians holding 10% or more of its separately managed account assets.
Does Solist Financial report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/329317
What changed in Solist Financial's recent Form ADV filings?
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Minimum annual fee: $7,500
The brochure's wording
The Firm generally maintains a minimum annual advisory fee of $7,500, which may be waived or modified at the Firm’s discretion based on account size, household relationship, or other circumstances.
As stated in the firm's Form ADV Part 2A brochure dated August 3, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$130,131,318 as of October 2026, filing dated August 3, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Solist Wealth, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $130,131,318 | 1 | August 3, 2026 |
| October 2024 | $0 | 2 | September 19, 2024 |
Regulatory assets under management: $0 in the October 2024 data and $130,131,318 in the October 2026 data.
Total employees: 2 in October 2024 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- July 2026
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Solist Financial (CRD 329317): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/solist-financial-tampa-fl-329317