AdvisorCensus / Financial advisors / Tennessee / Nashville / Smith & Co Advisory LLC
Smith & Co Advisory LLC is an SEC-registered investment advisory firm in Spring Hill, TN, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 5, 2026.
Quick answers
From the filingHow is Smith & Co Advisory LLC compensated?
On its Form ADV (Item 5.E, October 2026), Smith & Co Advisory LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is Smith & Co Advisory LLC located?
Smith & Co Advisory LLC's principal office is in Spring Hill, TN, according to its Form ADV; the June 2025 filing also lists 1 other office (Schedule D, Section 1.F).
Is Smith & Co Advisory LLC registered with the SEC or a state?
Smith & Co Advisory LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 333042.
How much does Smith & Co Advisory LLC manage?
Smith & Co Advisory LLC reports $118,459,793 in regulatory assets under management in its Form ADV filing dated May 5, 2026 (97% discretionary).
How have Smith & Co Advisory LLC's assets and staff changed since 2025?
In the Form ADV data for Smith & Co Advisory LLC: Regulatory assets under management: $129,351,946 in the October 2025 data and $118,459,793 in the October 2026 data, down 8%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Smith & Co Advisory LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (162); high net worth individuals (44); pension and profit sharing plans (but not the plan participants or government pension plans) (4).
Which custodians does Smith & Co Advisory LLC use?
Smith & Co Advisory LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.
Does Smith & Co Advisory LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333042
Does Smith & Co Advisory LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 18, 2026 says: "There is no account minimum for any of SCA’s services."
What changed in Smith & Co Advisory LLC's recent Form ADV filings?
In the June 2026 filing data: Employees performing advisory functions went from 2 to 1.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: None
The brochure's wording
There is no account minimum for any of SCA’s services.
As stated in the firm's Form ADV Part 2A brochure dated March 18, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$118,459,793 as of October 2026, filing dated May 5, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (1 year)
- Employees
- Total: 2. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the June 2025 filing
- States registered or notice-filed
-
7 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $118,459,793 | 2 | May 5, 2026 |
| October 2025 | $129,351,946 | 2 | May 1, 2025 |
Regulatory assets under management: $129,351,946 in the October 2025 data and $118,459,793 in the October 2026 data, down 8%.
Total employees: 2 in October 2025 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- June 2026
- Employees performing advisory functions went from 2 to 1.
- January 2026
- Changed its legal name from Smith Wynd Capital LLC to Smith & Co Advisory LLC.
- No longer lists an office in Spring Hill, TN.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Smith & Co Advisory LLC (CRD 333042): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/smith-and-co-advisory-llc-spring-hill-tn-333042