AdvisorCensus / Financial advisors / Shea Financial Advisors
Shea Financial Advisors
Filed as SHEA FINANCIAL ADVISORS · Legal name Shea, Brian Michael
Shea Financial Advisors is an SEC-registered investment advisory firm, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.
Quick answers
From the filingHow is Shea Financial Advisors compensated?
On its Form ADV (Item 5.E, October 2026), Shea Financial Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
How much does Shea Financial Advisors charge?
Its Form ADV Part 2A brochure dated March 23, 2026 states: Flat fee: $2,000 to $80,000 a year (Financial Services Agreement Fee); Hourly rate: $250 to $500 an hour (custom project requests); Flat fee: $2,500 (Financial Review). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Is Shea Financial Advisors registered with the SEC or a state?
Shea Financial Advisors is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 125606.
How much does Shea Financial Advisors manage?
Shea Financial Advisors reports $118,601,474 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).
How have Shea Financial Advisors' assets and staff changed since 2025?
In the Form ADV data for Shea Financial Advisors: Regulatory assets under management: $116,521,879 in the October 2025 data and $118,601,474 in the October 2026 data, up 2%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Shea Financial Advisors serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (44); high net worth individuals (33).
Which custodians does Shea Financial Advisors use?
Shea Financial Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Shea Financial Advisors report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125606
Does Shea Financial Advisors state an account minimum?
Its Form ADV Part 2A brochure dated March 23, 2026 says: "As such, we maintain no minimum net worth or asset requirements."
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: None
The brochure's wording
As such, we maintain no minimum net worth or asset requirements.
Flat fee: $2,000 to $80,000 a year (Financial Services Agreement Fee)
The brochure's wording
Annual Fee - $2,000 - $80,000 In a Financial Services Agreement, SFA charges a fixed annual fee payable in quarterly installments
Hourly rate: $250 to $500 an hour (custom project requests)
The brochure's wording
Services under the Project Retainer are typically provided on a flat-fee basis. SFA may negotiate an hourly fee of $250 - $500 per hour for custom project requests.
Flat fee: $2,500 (Financial Review)
The brochure's wording
The cost for a Financial Review is a flat fee of $2,500 with one-half due at the time of engagement and the balance due at the beginning of the Financial Review appointment.
As stated in the firm's Form ADV Part 2A brochure dated March 23, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$118,601,474 as of October 2026, filing dated March 23, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Shea, Brian Michael
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
6 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $118,601,474 | 2 | March 23, 2026 |
| October 2025 | $116,521,879 | 2 | May 14, 2025 |
Regulatory assets under management: $116,521,879 in the October 2025 data and $118,601,474 in the October 2026 data, up 2%.
Total employees: 2 in October 2025 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Shea Financial Advisors (CRD 125606): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/shea-financial-advisors-125606