AdvisorCensus / Financial advisors / New York / New York / Secfi Advisory Limited
Secfi Advisory Limited is an SEC-registered investment advisory firm in New York, NY, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 30, 2026.
Quick answers
From the filingHow is Secfi Advisory Limited compensated?
On its Form ADV (Item 5.E, October 2026), Secfi Advisory Limited reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.
Where is Secfi Advisory Limited located?
Secfi Advisory Limited's principal office is in New York, NY, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Secfi Advisory Limited registered with the SEC or a state?
Secfi Advisory Limited is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 306961.
How much does Secfi Advisory Limited manage?
Secfi Advisory Limited reports $225,867,055 in regulatory assets under management in its Form ADV filing dated June 30, 2026 (78% discretionary).
How have Secfi Advisory Limited's assets and staff changed since 2021?
In the Form ADV data for Secfi Advisory Limited: Regulatory assets under management: $84,250,000 in the October 2022 data and $225,867,055 in the October 2026 data, up 168%. Total employees: 10 in October 2022 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Secfi Advisory Limited serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (51); pooled investment vehicles (other than investment companies and business development companies) (4).
Which custodians does Secfi Advisory Limited use?
Secfi Advisory Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC as a custodian holding 10% or more of its separately managed account assets.
Does Secfi Advisory Limited report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306961
What changed in Secfi Advisory Limited's recent Form ADV filings?
In the July 2026 filing data: Registered or notice-filed in MO.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies. See the firm's brochure (dated March 25, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$225,867,055 as of October 2026, filing dated June 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Also doing business as
- SECFI, SECFI WEALTH
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2022 (4 years)
- Employees
- Total: 15. Performing investment advisory functions: 9.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the July 2026 filing
- States registered or notice-filed
-
8 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $225,867,055 | 15 | June 30, 2026 |
| October 2025 | $174,020,811 | 16 | June 3, 2025 |
| October 2024 | $156,316,189 | 15 | April 30, 2024 |
| October 2023 | $92,770,000 | 15 | August 2, 2023 |
| October 2022 | $84,250,000 | 10 | September 15, 2022 |
| October 2021 | Not reported | Not reported | March 31, 2021 |
Regulatory assets under management: $84,250,000 in the October 2022 data and $225,867,055 in the October 2026 data, up 168%.
Total employees: 10 in October 2022 and 15 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- July 2026
- Registered or notice-filed in MO.
- April 2026
- Regulatory assets under management went from $174,020,811 to $225,867,055 (+30%).
- No longer lists an office in San Francisco, CA.
- January 2026
- No longer registered or notice-filed in FL, IL, MO.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Secfi Advisory Limited (CRD 306961): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/secfi-advisory-limited-new-york-ny-306961