AdvisorCensus / Financial advisors / New York / New York / Hawks Point Capital Partners LLC
Hawks Point Capital Partners LLC is an SEC-registered investment advisory firm in Rye Brook, NY, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.
Quick answers
From the filingHow is Hawks Point Capital Partners LLC compensated?
On its Form ADV (Item 5.E, October 2026), Hawks Point Capital Partners LLC reports these compensation arrangements: a percentage of assets under its management.
Where is Hawks Point Capital Partners LLC located?
Hawks Point Capital Partners LLC's principal office is in Rye Brook, NY, according to its Form ADV.
Is Hawks Point Capital Partners LLC registered with the SEC or a state?
Hawks Point Capital Partners LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 307006.
How much does Hawks Point Capital Partners LLC manage?
Hawks Point Capital Partners LLC reports $61,360,000 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (0% discretionary).
How have Hawks Point Capital Partners LLC's assets and staff changed since 2022?
In the Form ADV data for Hawks Point Capital Partners LLC: Regulatory assets under management: $25,000,000 in the October 2022 data and $61,360,000 in the October 2026 data, up 145%. Total employees: 4 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Hawks Point Capital Partners LLC serve?
By number of clients on Form ADV Item 5.D: other investment advisers (1); insurance companies (1).
Does Hawks Point Capital Partners LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307006
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies. See the firm's brochure (dated March 25, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$61,360,000 as of October 2026, filing dated March 25, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (4 years)
- Employees
- Total: 3. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $61,360,000 | 3 | March 25, 2026 |
| October 2025 | $57,320,000 | 3 | March 31, 2025 |
| October 2024 | $53,000,000 | 3 | May 15, 2024 |
| October 2023 | $75,000,000 | 4 | March 31, 2023 |
| October 2022 | $25,000,000 | 4 | February 25, 2022 |
Regulatory assets under management: $25,000,000 in the October 2022 data and $61,360,000 in the October 2026 data, up 145%.
Total employees: 4 in October 2022 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Hawks Point Capital Partners LLC (CRD 307006): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/hawks-point-capital-partners-llc-rye-brook-ny-307006